0001225208-14-024268.txt : 20141202
0001225208-14-024268.hdr.sgml : 20141202
20141202171614
ACCESSION NUMBER: 0001225208-14-024268
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20141123
FILED AS OF DATE: 20141202
DATE AS OF CHANGE: 20141202
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: UNITED TECHNOLOGIES CORP /DE/
CENTRAL INDEX KEY: 0000101829
STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724]
IRS NUMBER: 060570975
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: UNITED TECHNOLOGIES BLDG
STREET 2: ONE FINANCIAL PLZ
CITY: HARTFORD
STATE: CT
ZIP: 06101
BUSINESS PHONE: 8607287000
FORMER COMPANY:
FORMER CONFORMED NAME: UNITED TECHNOLOGIES MICROELECTRONICS CENTER
DATE OF NAME CHANGE: 19850825
FORMER COMPANY:
FORMER CONFORMED NAME: UNITED TECHNOLOGIES CORP
DATE OF NAME CHANGE: 19841205
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LONGO PETER F.
CENTRAL INDEX KEY: 0001508592
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00812
FILM NUMBER: 141261402
MAIL ADDRESS:
STREET 1: UNITED TECHNOLOGIES CORPORATION
STREET 2: ONE FINANCIAL PLAZA
CITY: HARTFORD
STATE: CT
ZIP: 06101
3
1
doc3.xml
X0206
3
2014-11-23
0
0000101829
UNITED TECHNOLOGIES CORP /DE/
UTX
0001508592
LONGO PETER F.
ONE FINANCIAL PLAZA
HARTFORD
CT
06101
1
Acting Chief Financial Officer
Common Stock
14530.9464
D
Restricted Stock Units
Common Stock
10831.1020
D
SRP Stock Unit
Common Stock
595.3090
D
Stock Appreciation Right
71.6300
2013-01-04
2020-01-03
Common Stock
10700.0000
D
Stock Appreciation Right
74.6600
2015-01-03
2022-01-02
Common Stock
12700.0000
D
Stock Appreciation Right
75.2100
2011-01-02
2018-01-01
Common Stock
12900.0000
D
Stock Appreciation Right
78.9900
2014-01-03
2021-01-02
Common Stock
11800.0000
D
Stock Appreciation Right
84.0000
2016-01-02
2023-01-01
Common Stock
12600.0000
D
Stock Appreciation Right
91.0500
2023-04-30
Common Stock
67250.0000
D
Stock Appreciation Right
112.4900
2017-01-02
2024-01-01
Common Stock
15000.0000
D
Includes 7,285.816 deferred stock units, each having a value equal to one share of common stock. The reporting person previously elected to defer receipt of a portion of the shares of common stock that otherwise could be received on vesting of certain performance stock units. The deferrred stock units will settle in shares and are included in Table I as common stock equivalents.
The restricted stock units vest on retirement from UTC on or after age 62 with a minimum of three years of service as a member of UTC's Executive Leadership Group. Each restricted stock unit represents a contingent right to receive one share of United Technologies Corporation Common Stock.
Each Savings Restoration Plan ("SRP") stock unit is the economic equivalent of one share of UTC common stock. The reported SRP stock units were acquired under UTC's Savings Restoration Plan, an excess benefit plan, and are to be settled upon the reporting person's retirement or other termination of service.
The reporting person was also awarded 3,370 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year time period.
The reporting person was also awarded 3,080 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year time period.
50% of the stock appreciation rights will be eligible for vesting on 12/31/2014 and 50% of the stock appreciation rights will be eligible for vesting on 12/31/2016, in each case subject to achievement of pre-established earnings and other financial targets.
The reporting person was also awarded 3,900 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year time period.
longo.txt
/s/ Charles F. Hildebrand as Attorney-in-Fact
2014-12-02
EX-24
2
longo.txt
POWER OF ATTORNEY
Know all by these presents, that the undersigned hereby
constitutes and appoints each of Charles D. Gill, Peter
J. Graber-Lipperman and Charles F. Hildebrand, signing
individually, as the undersigned's true and lawful
attorney-in-fact to
(1) execute, for and on behalf of the undersigned, Forms
3, 4, and 5 (and any replacement form or successor to such
forms, as may be established by the U.S. Securities and
Exchange Commission from time to time) in accordance
with Section 16(a) of the Securities Exchange Act of
1934, as amended from time to time and the rules thereunder
(2) execute, for and on behalf of the undersigned, any Form
144 (and any replacement form or successor to such form, as
may be established by the U.S. Securities and Exchange
Commission from time to time) required to be filed on behalf
of the undersigned in accordance with Rule 144 of the U.S.
Securities and Exchange Commission, as amended from time to
time
(3) do and perform any and all acts for and on behalf of the
undersigned which may be necessary or desirable to complete
and execute any of the documents referred to in items (1)
and (2) above and timely file the same with the U.S. Securities
and Exchange Commission and any stock exchange or similar
authority and
(4) take any action of any type whatsoever in connection
with the foregoing (including but not limited to the execution
of any written representations required on behalf of the
undersigned to confirm compliance with Rule 144) which, in the
opinion of such attorney-in-fact, may be of benefit to, in the
best interest of, or legally required by, the undersigned,
it being understood that the documents executed by such
attorney-in-fact on behalf of the undersigned pursuant to this
Power of Attorney shall be in such form and shall contain such
terms and conditions as such attorney-in-fact may approve in
such attorney-in-fact's discretion.
The undersigned hereby grants to each such attorney-in-fact full
power and authority to do and perform any and every act and
thing whatsoever requisite, necessary, or proper to be done in
the exercise of any of the rights and powers herein granted,
as fully to all intents and purposes as the undersigned might
or could do if personally present, with full power of
substitution or revocation, hereby ratifying and confirming
all that such attorney-in-fact, or such attorney-in-fact's
substitute or substitutes, shall lawfully do or cause to be
done by virtue of this power of attorney and the rights
and powers herein granted. The undersigned acknowledges
that the foregoing attorneys-in-fact, in serving in such
capacity at the request of the undersigned, are not assuming,
nor is United Technologies Corporation (the Company) assuming,
any of the undersigned's responsibilities to comply with
Section 16 of the Securities Exchange Act of 1934, Rule 144
of the U.S. Securities and Exchange Commission or any other
provision of the securities laws.
This Power of Attorney shall remain in full force and effect
until the undersigned is no longer required to file any of the
documents referred to above with respect to the undersigned's
holdings of and transactions in securities issued by the Company,
unless earlier revoked by the undersigned in a signed writing
delivered to the foregoing attorneys-in-fact.
IN WITNESS WHEREOF, the undersigned has caused this Power of
Attorney to be executed as of this 26th day of November, 2014.
/s/Peter F. Longo
Peter F. Longo