0001225208-14-022469.txt : 20141103 0001225208-14-022469.hdr.sgml : 20141103 20141103170644 ACCESSION NUMBER: 0001225208-14-022469 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141031 FILED AS OF DATE: 20141103 DATE AS OF CHANGE: 20141103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITED TECHNOLOGIES CORP /DE/ CENTRAL INDEX KEY: 0000101829 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724] IRS NUMBER: 060570975 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: UNITED TECHNOLOGIES BLDG STREET 2: ONE FINANCIAL PLZ CITY: HARTFORD STATE: CT ZIP: 06101 BUSINESS PHONE: 8607287000 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES MICROELECTRONICS CENTER DATE OF NAME CHANGE: 19850825 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES CORP DATE OF NAME CHANGE: 19841205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GORELICK JAMIE S CENTRAL INDEX KEY: 0001184176 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00812 FILM NUMBER: 141190229 MAIL ADDRESS: STREET 1: UNITED TECHNOLOGIES CORP STREET 2: ONE FINANCIAL PLAZA CITY: HARTFORD STATE: CT ZIP: 06101 4 1 doc4.xml X0306 4 2014-10-31 0000101829 UNITED TECHNOLOGIES CORP /DE/ UTX 0001184176 GORELICK JAMIE S ONE FINANCIAL PLAZA HARTFORD CT 06101 1 Common Stock 2014-10-31 4 M 0 7400.0000 51.5000 A 17050.9246 D Common Stock 2014-10-31 4 M 0 6000.0000 50.5250 A 23050.9246 D Common Stock 2014-10-31 4 S 0 6000.0000 107.3481 D 17050.9246 D Common Stock 2014-10-31 4 S 0 7400.0000 107.3481 D 9650.9246 D Common Stock (Restricted) 4000.0000 D Common Stock 8256.0000 I by Trusts Non-Qualified Stock Option (right to buy) 51.5000 2014-10-31 4 M 0 7400.0000 0.0000 D 2008-01-03 2015-01-02 Common Stock 7400.0000 0.0000 D Non-Qualified Stock Option (right to buy) 50.5250 2014-10-31 4 M 0 6000.0000 0.0000 D 2008-04-13 2015-04-12 Common Stock 6000.0000 0.0000 D The price reported in column 4 is a weighted average price. These shares were sold at prices ranging from 107.341 to 107.421. Upon request UTC will provide full information as to shares sold at each separate price. /s/ Charles F. Hildebrand as Attorney-in-Fact 2014-11-03