0001225208-14-014806.txt : 20140624 0001225208-14-014806.hdr.sgml : 20140624 20140610173448 ACCESSION NUMBER: 0001225208-14-014806 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140609 FILED AS OF DATE: 20140610 DATE AS OF CHANGE: 20140610 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITED TECHNOLOGIES CORP /DE/ CENTRAL INDEX KEY: 0000101829 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724] IRS NUMBER: 060570975 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: UNITED TECHNOLOGIES BLDG STREET 2: ONE FINANCIAL PLZ CITY: HARTFORD STATE: CT ZIP: 06101 BUSINESS PHONE: 8607287000 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES MICROELECTRONICS CENTER DATE OF NAME CHANGE: 19850825 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES CORP DATE OF NAME CHANGE: 19841205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHENEVERT LOUIS CENTRAL INDEX KEY: 0001184184 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00812 FILM NUMBER: 14903013 MAIL ADDRESS: STREET 1: UNITED TECHNOLOGIES CORP STREET 2: ONE FINANCIAL PLAZA CITY: HARTFORD STATE: CT ZIP: 06101 4 1 doc4.xml X0306 4 2014-06-09 0000101829 UNITED TECHNOLOGIES CORP /DE/ UTX 0001184184 CHENEVERT LOUIS ONE FINANCIAL PLAZA HARTFORD CT 06101 1 1 Chairman & CEO Common Stock 2014-06-09 4 M 0 100000.0000 57.8400 A 641164.0000 D Common Stock 2014-06-09 4 M 0 80000.0000 51.5000 A 721164.0000 D Common Stock 2014-06-09 4 F 0 22141.0000 118.9000 D 699023.0000 D Common Stock 2014-06-09 4 S 0 24979.0000 118.9989 D 674044.0000 D Common Stock 2014-06-09 4 F 0 25073.0000 118.9000 D 648971.0000 D Common Stock 2014-06-09 4 F 0 34651.0000 118.9000 D 614320.0000 D Common Stock 2014-06-09 4 F 0 48645.0000 118.9000 D 565675.0000 D Common Stock (Career Restricted) 2400.0000 D Common Stock 4405.0000 I By Savings Plan Trustee Non-Qualified Stock Option (right to buy) 51.5000 2014-06-09 4 M 0 80000.0000 0.0000 D 2008-01-03 2015-01-02 Common Stock 80000.0000 0.0000 D Stock Appreciation Right 57.8400 2014-06-09 4 M 0 100000.0000 0.0000 D 2009-03-08 2016-03-07 Common Stock 100000.0000 200000.0000 D The price report in column 4 is a weighted average price. 12,758 of the shares were sold at $118.95 and 12,221 were sold at $119.05. /s/ Charles F. Hildebrand as Attorney-in-Fact 2014-06-10