0001225208-14-011404.txt : 20140430 0001225208-14-011404.hdr.sgml : 20140430 20140430173144 ACCESSION NUMBER: 0001225208-14-011404 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140428 FILED AS OF DATE: 20140430 DATE AS OF CHANGE: 20140430 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITED TECHNOLOGIES CORP /DE/ CENTRAL INDEX KEY: 0000101829 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724] IRS NUMBER: 060570975 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: UNITED TECHNOLOGIES BLDG STREET 2: ONE FINANCIAL PLZ CITY: HARTFORD STATE: CT ZIP: 06101 BUSINESS PHONE: 8607287000 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES MICROELECTRONICS CENTER DATE OF NAME CHANGE: 19850825 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES CORP DATE OF NAME CHANGE: 19841205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SWYGERT H PATRICK CENTRAL INDEX KEY: 0001160229 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00812 FILM NUMBER: 14800668 MAIL ADDRESS: STREET 1: HOWARD UNIVERSITY STREET 2: 2400 6TH STREET NW CITY: WASHINGTON STATE: DC ZIP: 20059 4 1 doc4.xml X0306 4 2014-04-28 0000101829 UNITED TECHNOLOGIES CORP /DE/ UTX 0001160229 SWYGERT H PATRICK ONE FINANCIAL PLAZA HARTFORD CT 06101 1 Common Stock 1000.0000 D Phantom Stock Unit 2014-04-28 4 A 0 1478.3347 117.7000 A Common Stock 1478.3347 47961.5705 D Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director. /s/ Charles F. Hildebrand as Attorney-in-Fact 2014-04-30