0001225208-14-004382.txt : 20140212 0001225208-14-004382.hdr.sgml : 20140212 20140212175718 ACCESSION NUMBER: 0001225208-14-004382 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140210 FILED AS OF DATE: 20140212 DATE AS OF CHANGE: 20140212 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITED TECHNOLOGIES CORP /DE/ CENTRAL INDEX KEY: 0000101829 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724] IRS NUMBER: 060570975 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: UNITED TECHNOLOGIES BLDG STREET 2: ONE FINANCIAL PLZ CITY: HARTFORD STATE: CT ZIP: 06101 BUSINESS PHONE: 8607287000 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES MICROELECTRONICS CENTER DATE OF NAME CHANGE: 19850825 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES CORP DATE OF NAME CHANGE: 19841205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DARNIS GERAUD CENTRAL INDEX KEY: 0001184185 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00812 FILM NUMBER: 14601814 MAIL ADDRESS: STREET 1: UNITED TECHNOLOGIES CORP STREET 2: ONE FINANCIAL PLAZA CITY: HARTFORD STATE: CT ZIP: 06101 4 1 doc4.xml X0306 4 2014-02-10 0000101829 UNITED TECHNOLOGIES CORP /DE/ UTX 0001184185 DARNIS GERAUD ONE FINANCIAL PLAZA HARTFORD CT 06101 1 Pres. & CEO, UTC Bldg. & Ind. Common Stock 2014-02-10 4 A 0 31144.0000 111.6000 A 145922.5965 D Common Stock 2014-02-10 4 F 0 7949.9420 111.6000 D 137972.6545 D Common Stock (Career Restricted) 4224.0000 D Common Stock 10292.0000 I By Savings Plan Trustee Common Stock 15710.0000 I By Trust 2 Common Stock 5850.0000 I Trust 3 The reporting person acquired 15,572 shares of UTC common stock and 15,572 UTC deferred stock units upon the vesting of performance share units (PSUs) previously awarded on January 3, 2011 to the reporting person under the UTC 2005 Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three-year performance period. The reporting person previously elected to defer receipt of a portion of the actual shares of common stock that otherwise would be received upon the vesting of these PSUs and in respect of that portion of the vested units acquired instead deferred stock units that settle exclusively in shares and are included in Table I as common stock equivalents. Each deferred stock unit has a value equal to one share of UTC common stock. /s/ Charles F. Hildebrand as Attorney-in-Fact 2014-02-12