0001225208-14-002421.txt : 20140127 0001225208-14-002421.hdr.sgml : 20140127 20140127171803 ACCESSION NUMBER: 0001225208-14-002421 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140123 FILED AS OF DATE: 20140127 DATE AS OF CHANGE: 20140127 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITED TECHNOLOGIES CORP /DE/ CENTRAL INDEX KEY: 0000101829 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724] IRS NUMBER: 060570975 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: UNITED TECHNOLOGIES BLDG STREET 2: ONE FINANCIAL PLZ CITY: HARTFORD STATE: CT ZIP: 06101 BUSINESS PHONE: 8607287000 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES MICROELECTRONICS CENTER DATE OF NAME CHANGE: 19850825 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES CORP DATE OF NAME CHANGE: 19841205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DARNIS GERAUD CENTRAL INDEX KEY: 0001184185 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00812 FILM NUMBER: 14549641 MAIL ADDRESS: STREET 1: UNITED TECHNOLOGIES CORP STREET 2: ONE FINANCIAL PLAZA CITY: HARTFORD STATE: CT ZIP: 06101 4 1 doc4.xml X0306 4 2014-01-23 0000101829 UNITED TECHNOLOGIES CORP /DE/ UTX 0001184185 DARNIS GERAUD ONE FINANCIAL PLAZA HARTFORD CT 06101 1 Pres. & CEO, UTC Bldg. & Ind. Common Stock 2014-01-23 4 M 0 50000.0000 51.5000 A 164778.5965 D Common Stock 2014-01-23 4 F 0 12348.0000 116.1200 D 152430.5965 D Common Stock 2014-01-23 4 S 0 15476.0000 114.7669 D 136954.5965 D Common Stock 2014-01-23 4 F 0 22176.0000 116.1200 D 114778.5965 D Common Stock (Career Restricted) 4224.0000 D Common Stock 10274.0000 I By Savings Plan Trustee Common Stock 15710.0000 I By Trust 2 Common Stock 5850.0000 I Trust 3 Non-Qualified Stock Option (right to buy) 51.5000 2014-01-23 4 M 0 50000.0000 0.0000 D 2008-01-03 2015-01-02 Common Stock 50000.0000 50000.0000 D The price reported in Column 4 is a weighted average price. These shares were sold at prices ranging from 114.67 to 115.00. Upon request, UTC will provide full information as to shares sold at each separate price. /s/ Charles F. Hildebrand as Attorney-in-Fact 2014-01-24