0001225208-14-001029.txt : 20140106
0001225208-14-001029.hdr.sgml : 20140106
20140106171952
ACCESSION NUMBER: 0001225208-14-001029
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140102
FILED AS OF DATE: 20140106
DATE AS OF CHANGE: 20140106
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: UNITED TECHNOLOGIES CORP /DE/
CENTRAL INDEX KEY: 0000101829
STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724]
IRS NUMBER: 060570975
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: UNITED TECHNOLOGIES BLDG
STREET 2: ONE FINANCIAL PLZ
CITY: HARTFORD
STATE: CT
ZIP: 06101
BUSINESS PHONE: 8607287000
FORMER COMPANY:
FORMER CONFORMED NAME: UNITED TECHNOLOGIES MICROELECTRONICS CENTER
DATE OF NAME CHANGE: 19850825
FORMER COMPANY:
FORMER CONFORMED NAME: UNITED TECHNOLOGIES CORP
DATE OF NAME CHANGE: 19841205
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DARNIS GERAUD
CENTRAL INDEX KEY: 0001184185
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00812
FILM NUMBER: 14510919
MAIL ADDRESS:
STREET 1: UNITED TECHNOLOGIES CORP
STREET 2: ONE FINANCIAL PLAZA
CITY: HARTFORD
STATE: CT
ZIP: 06101
4
1
doc4.xml
X0306
4
2014-01-02
0000101829
UNITED TECHNOLOGIES CORP /DE/
UTX
0001184185
DARNIS GERAUD
ONE FINANCIAL PLAZA
HARTFORD
CT
06101
1
Pres. & CEO, UTC Bldg. & Ind.
Common Stock
114778.5965
D
Common Stock (Career Restricted)
4224.0000
D
Common Stock
10263.0000
I
By Savings Plan Trustee
Common Stock
15710.0000
I
By Trust 2
Common Stock
5850.0000
I
Trust 3
Stock Appreciation Right
112.4900
2014-01-02
4
A
0
139000.0000
112.4900
A
2024-01-01
Common Stock
139000.0000
139000.0000
D
Stock Appreciation Right
112.4900
2014-01-02
4
A
0
69000.0000
112.4900
A
2017-01-02
2024-01-01
Common Stock
69000.0000
69000.0000
D
50% of the stock appreciation rights become exercisable on 12/31/2015 and 50% of the stock appreciation rights become exercisable on 12/31/2017, subject to the achievement of pre-established UTC Building & Industrial Systems earnings, sales and other financial targets.
The reporting person was also awarded 18,000 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon acheivement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year time period.
/s/ Charles F. Hildebrand as Attorney-in-Fact
2014-01-06