0001225208-13-026038.txt : 20131226 0001225208-13-026038.hdr.sgml : 20131225 20131226171027 ACCESSION NUMBER: 0001225208-13-026038 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131223 FILED AS OF DATE: 20131226 DATE AS OF CHANGE: 20131226 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITED TECHNOLOGIES CORP /DE/ CENTRAL INDEX KEY: 0000101829 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724] IRS NUMBER: 060570975 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: UNITED TECHNOLOGIES BLDG STREET 2: ONE FINANCIAL PLZ CITY: HARTFORD STATE: CT ZIP: 06101 BUSINESS PHONE: 8607287000 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES MICROELECTRONICS CENTER DATE OF NAME CHANGE: 19850825 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES CORP DATE OF NAME CHANGE: 19841205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DARNIS GERAUD CENTRAL INDEX KEY: 0001184185 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00812 FILM NUMBER: 131299108 MAIL ADDRESS: STREET 1: UNITED TECHNOLOGIES CORP STREET 2: ONE FINANCIAL PLAZA CITY: HARTFORD STATE: CT ZIP: 06101 4 1 doc4.xml X0306 4 2013-12-23 0000101829 UNITED TECHNOLOGIES CORP /DE/ UTX 0001184185 DARNIS GERAUD ONE FINANCIAL PLAZA HARTFORD CT 06101 1 Pres. & CEO, UTC Bldg. & Ind. Common Stock 2013-12-23 5 G 0 10074.0000 0.0000 A 106436.5965 D Common Stock 2013-12-23 5 G 0 8342.0000 0.0000 A 114778.5965 D Common Stock 2013-12-23 5 G 0 5850.0000 0.0000 D 10074.0000 I By Trust Common Stock 2013-12-23 5 G 0 10074.0000 0.0000 D 0.0000 I By Trust Common Stock 2013-12-23 5 G 0 8342.0000 0.0000 D 15710.0000 I By Trust 2 Common Stock 2013-12-23 5 G 0 5850.0000 0.0000 A 5850.0000 I Trust 3 Common Stock (Career Restricted) 4224.0000 D Common Stock 10270.0000 I By Savings Plan Trustee 10,074 shares held in a grantor retained annuity trust (GRAT) for the benefit of the reporting person and his family were distributed to the reporting person pursuant to an annuity obligation. The remaining 5,850 shares held in the GRAT were gifted to a family trust for the benefit of the reporting person's children. 8,342 shares held in another GRAT were distributed to the reporting person pursuant to an annuity obligation. /s/ Charles F. Hildebrand as Attorney-in-Fact 2013-12-26