0001225208-13-026038.txt : 20131226
0001225208-13-026038.hdr.sgml : 20131225
20131226171027
ACCESSION NUMBER: 0001225208-13-026038
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131223
FILED AS OF DATE: 20131226
DATE AS OF CHANGE: 20131226
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: UNITED TECHNOLOGIES CORP /DE/
CENTRAL INDEX KEY: 0000101829
STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724]
IRS NUMBER: 060570975
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: UNITED TECHNOLOGIES BLDG
STREET 2: ONE FINANCIAL PLZ
CITY: HARTFORD
STATE: CT
ZIP: 06101
BUSINESS PHONE: 8607287000
FORMER COMPANY:
FORMER CONFORMED NAME: UNITED TECHNOLOGIES MICROELECTRONICS CENTER
DATE OF NAME CHANGE: 19850825
FORMER COMPANY:
FORMER CONFORMED NAME: UNITED TECHNOLOGIES CORP
DATE OF NAME CHANGE: 19841205
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DARNIS GERAUD
CENTRAL INDEX KEY: 0001184185
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00812
FILM NUMBER: 131299108
MAIL ADDRESS:
STREET 1: UNITED TECHNOLOGIES CORP
STREET 2: ONE FINANCIAL PLAZA
CITY: HARTFORD
STATE: CT
ZIP: 06101
4
1
doc4.xml
X0306
4
2013-12-23
0000101829
UNITED TECHNOLOGIES CORP /DE/
UTX
0001184185
DARNIS GERAUD
ONE FINANCIAL PLAZA
HARTFORD
CT
06101
1
Pres. & CEO, UTC Bldg. & Ind.
Common Stock
2013-12-23
5
G
0
10074.0000
0.0000
A
106436.5965
D
Common Stock
2013-12-23
5
G
0
8342.0000
0.0000
A
114778.5965
D
Common Stock
2013-12-23
5
G
0
5850.0000
0.0000
D
10074.0000
I
By Trust
Common Stock
2013-12-23
5
G
0
10074.0000
0.0000
D
0.0000
I
By Trust
Common Stock
2013-12-23
5
G
0
8342.0000
0.0000
D
15710.0000
I
By Trust 2
Common Stock
2013-12-23
5
G
0
5850.0000
0.0000
A
5850.0000
I
Trust 3
Common Stock (Career Restricted)
4224.0000
D
Common Stock
10270.0000
I
By Savings Plan Trustee
10,074 shares held in a grantor retained annuity trust (GRAT) for the benefit of the reporting person and his family were distributed to the reporting person pursuant to an annuity obligation. The remaining 5,850 shares held in the GRAT were gifted to a family trust for the benefit of the reporting person's children.
8,342 shares held in another GRAT were distributed to the reporting person pursuant to an annuity obligation.
/s/ Charles F. Hildebrand as Attorney-in-Fact
2013-12-26