0001225208-13-024312.txt : 20131126 0001225208-13-024312.hdr.sgml : 20131126 20131126171713 ACCESSION NUMBER: 0001225208-13-024312 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131125 FILED AS OF DATE: 20131126 DATE AS OF CHANGE: 20131126 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITED TECHNOLOGIES CORP /DE/ CENTRAL INDEX KEY: 0000101829 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724] IRS NUMBER: 060570975 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: UNITED TECHNOLOGIES BLDG STREET 2: ONE FINANCIAL PLZ CITY: HARTFORD STATE: CT ZIP: 06101 BUSINESS PHONE: 8607287000 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES MICROELECTRONICS CENTER DATE OF NAME CHANGE: 19850825 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES CORP DATE OF NAME CHANGE: 19841205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GARNIER JEAN PIERRE CENTRAL INDEX KEY: 0001184175 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00812 FILM NUMBER: 131245013 MAIL ADDRESS: STREET 1: UNITED TECHNOLOGIES CORP STREET 2: ONE FINANCIAL PLAZA CITY: HARTFORD STATE: CT ZIP: 06101 4 1 doc4.xml X0306 4 2013-11-25 0000101829 UNITED TECHNOLOGIES CORP /DE/ UTX 0001184175 GARNIER JEAN PIERRE ONE FINANCIAL PLAZA HARTFORD CT 06101 1 Common Stock 2013-11-25 4 M 0 7000.0000 44.0850 A 18710.0000 D Common Stock 2013-11-25 4 S 0 7000.0000 110.5018 D 11710.0000 D Common Stock (Restricted) 6400.0000 D Non-Qualified Stock Option (right to buy) 44.0850 2013-11-25 4 M 0 7000.0000 0.0000 D 2007-04-14 2014-04-13 Common Stock 7000.0000 0.0000 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.500 to $110.511. Upon request, UTC will provide full information as to the shares sold at each separate price. /s/ Charles F. Hildebrand as Attorney-in-Fact 2013-11-26