0001225208-13-020217.txt : 20130918
0001225208-13-020217.hdr.sgml : 20130918
20130918172505
ACCESSION NUMBER: 0001225208-13-020217
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130916
FILED AS OF DATE: 20130918
DATE AS OF CHANGE: 20130918
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: UNITED TECHNOLOGIES CORP /DE/
CENTRAL INDEX KEY: 0000101829
STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724]
IRS NUMBER: 060570975
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: UNITED TECHNOLOGIES BLDG
STREET 2: ONE FINANCIAL PLZ
CITY: HARTFORD
STATE: CT
ZIP: 06101
BUSINESS PHONE: 8607287000
FORMER COMPANY:
FORMER CONFORMED NAME: UNITED TECHNOLOGIES MICROELECTRONICS CENTER
DATE OF NAME CHANGE: 19850825
FORMER COMPANY:
FORMER CONFORMED NAME: UNITED TECHNOLOGIES CORP
DATE OF NAME CHANGE: 19841205
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HAYES GREGORY
CENTRAL INDEX KEY: 0001225946
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00812
FILM NUMBER: 131104189
4
1
doc4.xml
X0306
4
2013-09-16
0000101829
UNITED TECHNOLOGIES CORP /DE/
UTX
0001225946
HAYES GREGORY
ONE FINANCIAL PLAZA
HARTFORD
CT
06101
1
SVP and CFO
Common Stock
2013-09-16
4
M
0
50000.0000
57.8400
A
110419.0000
D
Common Stock
2013-09-16
4
M
0
46500.0000
56.5300
A
156919.0000
D
Common Stock
2013-09-16
4
M
0
30000.0000
51.5000
A
186919.0000
D
Common Stock
2013-09-16
4
S
0
22530.0000
109.6501
D
164389.0000
D
Common Stock
2013-09-16
4
S
0
23599.0000
109.4955
D
140790.0000
D
Common Stock
2013-09-16
4
F
0
23970.0000
109.6501
D
116820.0000
D
Common Stock
2013-09-16
4
F
0
26401.0000
109.4955
D
90419.0000
D
Common Stock
2013-09-16
4
S
0
30000.0000
109.6000
D
60419.0000
D
Common Stock
2013-09-16
4
M
0
140500.0000
54.9500
A
140500.0000
I
By Trust
Common Stock
2013-09-16
4
S
0
69904.0000
109.5212
D
70596.0000
I
By Trust
Common Stock
2013-09-16
4
F
0
70596.0000
109.5212
D
0.0000
I
By Trust
Common Stock
4351.0000
I
By Savings Plan Trustee
Common Stock
874.0000
I
By Spouse
Common Stock
1159.0000
I
By Spouse's Savings Plan Account
Non-Qualified Stock Option (right to buy)
51.5000
2013-09-16
4
M
0
30000.0000
0.0000
D
2008-01-03
2015-01-02
Common Stock
30000.0000
46000.0000
D
Stock Appreciation Right
56.5300
2013-09-16
4
M
0
46500.0000
0.0000
D
2009-01-03
2016-01-02
Common Stock
46500.0000
0.0000
D
Stock Appreciation Right
57.8400
2013-09-16
4
M
0
50000.0000
0.0000
D
2009-03-08
2016-03-07
Common Stock
50000.0000
0.0000
D
Stock Appreciation Right
54.9500
2013-09-16
4
M
0
140500.0000
0.0000
D
2012-01-02
2019-01-01
Common Stock
140500.0000
0.0000
I
By Trust
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $109.64 to $109.70. Upon request, UTC will provide full information as to the shares sold at each separate price.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $109.48 to $109.57. Upon request, UTC will provide full information as to the shares sold at each separate price.
These Stock Appreciation Rights were exercised and shares sold pursuant to an irrevocable trust agreement.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $109.385 to $109.65. Upon request, UTC will provide full information as to the shares sold at each separate price.
/s/ Charles F. Hildebrand as Attorney-in-Fact
2013-09-18