0001225208-13-017823.txt : 20130814
0001225208-13-017823.hdr.sgml : 20130814
20130814175151
ACCESSION NUMBER: 0001225208-13-017823
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130813
FILED AS OF DATE: 20130814
DATE AS OF CHANGE: 20130814
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: UNITED TECHNOLOGIES CORP /DE/
CENTRAL INDEX KEY: 0000101829
STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724]
IRS NUMBER: 060570975
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: UNITED TECHNOLOGIES BLDG
STREET 2: ONE FINANCIAL PLZ
CITY: HARTFORD
STATE: CT
ZIP: 06101
BUSINESS PHONE: 8607287000
FORMER COMPANY:
FORMER CONFORMED NAME: UNITED TECHNOLOGIES MICROELECTRONICS CENTER
DATE OF NAME CHANGE: 19850825
FORMER COMPANY:
FORMER CONFORMED NAME: UNITED TECHNOLOGIES CORP
DATE OF NAME CHANGE: 19841205
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DARNIS GERAUD
CENTRAL INDEX KEY: 0001184185
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00812
FILM NUMBER: 131039146
MAIL ADDRESS:
STREET 1: UNITED TECHNOLOGIES CORP
STREET 2: ONE FINANCIAL PLAZA
CITY: HARTFORD
STATE: CT
ZIP: 06101
4
1
doc4.xml
X0306
4
2013-08-13
0000101829
UNITED TECHNOLOGIES CORP /DE/
UTX
0001184185
DARNIS GERAUD
ONE FINANCIAL PLAZA
HARTFORD
CT
06101
1
Pres. & CEO, UTC Climate, Cont
Common Stock
2013-08-13
4
M
0
51000.0000
51.5000
A
147240.3007
D
Common Stock
2013-08-13
4
S
0
51000.0000
106.8366
D
96240.3007
D
Common Stock (Career Restricted)
4224.0000
D
Common Stock
10172.0000
I
By Savings Plan Trustee
Common Stock
15924.0000
I
By Trust
Common Stock
24052.0000
I
By Trust 2
Non-Qualified Stock Option (right to buy)
51.5000
2013-08-13
4
M
0
51000.0000
0.0000
D
2008-01-03
2015-01-02
Common Stock
51000.0000
100000.0000
D
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $106.73 to $106.99. Upon request, UTC will provide full information as to the shares sold at each separate price.
/s/ Charles F. Hildebrand as Attorney-in-Fact
2013-08-14