0001225208-13-017071.txt : 20130801 0001225208-13-017071.hdr.sgml : 20130801 20130801170453 ACCESSION NUMBER: 0001225208-13-017071 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130731 FILED AS OF DATE: 20130801 DATE AS OF CHANGE: 20130801 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITED TECHNOLOGIES CORP /DE/ CENTRAL INDEX KEY: 0000101829 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724] IRS NUMBER: 060570975 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: UNITED TECHNOLOGIES BLDG STREET 2: ONE FINANCIAL PLZ CITY: HARTFORD STATE: CT ZIP: 06101 BUSINESS PHONE: 8607287000 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES MICROELECTRONICS CENTER DATE OF NAME CHANGE: 19850825 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES CORP DATE OF NAME CHANGE: 19841205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROGAN THOMAS I CENTRAL INDEX KEY: 0001184192 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00812 FILM NUMBER: 131003386 MAIL ADDRESS: STREET 1: UNITED TECHNOLOGIES CORP STREET 2: ONE FINANCIAL PLAZA CITY: HARTFORD STATE: CT ZIP: 06101 4 1 doc4.xml X0306 4 2013-07-31 0000101829 UNITED TECHNOLOGIES CORP /DE/ UTX 0001184192 ROGAN THOMAS I ONE FINANCIAL PLAZA HARTFORD CT 06101 1 Vice President, Treasurer Common Stock 2013-07-31 4 M 0 22600.0000 46.7600 A 49706.0000 D Common Stock 2013-07-31 4 S 0 2000.0000 106.1721 D 47706.0000 D Common Stock 2013-07-31 4 S 0 2000.0000 106.1588 D 45706.0000 D Common Stock 2013-07-31 4 S 0 2456.0000 106.1590 D 43250.0000 D Common Stock 2013-07-31 4 F 0 16144.0000 105.5700 D 27106.0000 D Common Stock (Career Restricted) 4960.0000 D Common Stock 12315.0000 I By Savings Plan Trustee Non-Qualified Stock Option (right to buy) 46.7600 2013-07-31 4 M 0 22600.0000 0.0000 D 2007-01-09 2014-01-08 Common Stock 22600.0000 0.0000 D This price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $106.171 to $106.178. Upon request, UTC will provide full information as to the shares sold at each separate price. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $106.151 to $106.184. Upon request, UTC will provide full information as to the shares sold at each separate price. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $106.151 to $106.168. Upon request, UTC will provide full information as to the shares sold at each separate price. /s/ Charles F. Hildebrand as Attorney-in-Fact 2013-08-01