0001225208-13-010870.txt : 20130501 0001225208-13-010870.hdr.sgml : 20130501 20130501170227 ACCESSION NUMBER: 0001225208-13-010870 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130429 FILED AS OF DATE: 20130501 DATE AS OF CHANGE: 20130501 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FARACI JOHN V CENTRAL INDEX KEY: 0001189930 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00812 FILM NUMBER: 13804059 MAIL ADDRESS: STREET 1: C/O INTERNATIONAL PAPER STREET 2: 400 ATLANTIC STREET CITY: STAMFORD STATE: CT ZIP: 06921 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITED TECHNOLOGIES CORP /DE/ CENTRAL INDEX KEY: 0000101829 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724] IRS NUMBER: 060570975 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: UNITED TECHNOLOGIES BLDG STREET 2: ONE FINANCIAL PLZ CITY: HARTFORD STATE: CT ZIP: 06101 BUSINESS PHONE: 8607287000 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES MICROELECTRONICS CENTER DATE OF NAME CHANGE: 19850825 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES CORP DATE OF NAME CHANGE: 19841205 4 1 doc4.xml X0306 4 2013-04-29 0000101829 UNITED TECHNOLOGIES CORP /DE/ UTX 0001189930 FARACI JOHN V ONE FINANCIAL PLAZA HARTFORD CT 06101 1 Phantom Stock Unit 2013-04-29 4 A 0 3165.2478 91.6200 A Common Stock 3165.2478 32106.7999 D Consists of Phantom Stock Units acquired by the reporting person as his/her annual award and retainer for services as a non-employee director. Upon termination of service on the Board of Directors, all such Phantom Stock Units settle in shares of UTC Common Stock. /s/ Charles F. Hildebrand as Attorney-in-Fact 2013-05-01