0001225208-13-005121.txt : 20130222
0001225208-13-005121.hdr.sgml : 20130222
20130222171048
ACCESSION NUMBER: 0001225208-13-005121
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130220
FILED AS OF DATE: 20130222
DATE AS OF CHANGE: 20130222
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: UNITED TECHNOLOGIES CORP /DE/
CENTRAL INDEX KEY: 0000101829
STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724]
IRS NUMBER: 060570975
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: UNITED TECHNOLOGIES BLDG
STREET 2: ONE FINANCIAL PLZ
CITY: HARTFORD
STATE: CT
ZIP: 06101
BUSINESS PHONE: 8607287000
FORMER COMPANY:
FORMER CONFORMED NAME: UNITED TECHNOLOGIES MICROELECTRONICS CENTER
DATE OF NAME CHANGE: 19850825
FORMER COMPANY:
FORMER CONFORMED NAME: UNITED TECHNOLOGIES CORP
DATE OF NAME CHANGE: 19841205
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hess David P
CENTRAL INDEX KEY: 0001304945
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00812
FILM NUMBER: 13635100
MAIL ADDRESS:
STREET 1: UNITED TECHNOLOGIES CORPORATION
STREET 2: ONE FINANCIAL PLAZA
CITY: HARTFORD
STATE: CT
ZIP: 06101
4
1
doc4.xml
X0306
4
2013-02-20
0000101829
UNITED TECHNOLOGIES CORP /DE/
UTX
0001304945
Hess David P
ONE FINANCIAL PLAZA
HARTFORD
CT
06101
1
President, Pratt & Whitney
Common Stock
2013-02-20
4
M
0
114000.0000
54.9500
A
176457.0000
D
Common Stock
2013-02-20
4
M
0
83000.0000
71.6300
A
259457.0000
D
Common Stock
2013-02-20
4
M
0
60000.0000
70.8100
A
319457.0000
D
Common Stock
2013-02-20
4
S
0
13348.0000
91.0268
D
306109.0000
D
Common Stock
2013-02-20
4
S
0
17715.0000
91.0590
D
288394.0000
D
Common Stock
2013-02-20
4
S
0
45181.0000
90.9865
D
243213.0000
D
Common Stock
2013-02-20
4
F
0
46652.0000
91.0268
D
196561.0000
D
Common Stock
2013-02-20
4
F
0
65285.0000
91.0590
D
131276.0000
D
Common Stock
2013-02-20
4
F
0
68819.0000
90.9866
D
62457.0000
D
Common Stock
5390.0000
I
By Savings Plan Trustee
Stock Appreciation Right
70.8100
2013-02-20
4
M
0
60000.0000
70.8100
D
2018-04-08
Common Stock
60000.0000
0.0000
D
Stock Appreciation Right
54.9500
2013-02-20
4
M
0
114000.0000
54.9500
D
2012-01-02
2019-01-01
Common Stock
114000.0000
0.0000
D
Stock Appreciation Right
71.6300
2013-02-20
4
M
0
83000.0000
71.6300
D
2013-01-04
2020-01-03
Common Stock
83000.0000
0.0000
D
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.91 to $91.16. Upon request, UTC will provide full information as to the shares sold at each separate price.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.03 to $91.08. Upon request, UTC will provide full information as to the shaes sold at each separate price.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.83 to $91.07. Upon request, UTC will provide full information as to the shares sold at each separate price.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.03 to $91.08. Upon request, UTC will provide full information as to the shares sold at each separate price.
120,000 Stock Appreciation Rights were granted on April 9, 2008, with 60,000 remaining outstanding at the time this transaction was initiated. These 60,000 SARs vested on April 9, 2012.
/s/ Charles F. Hildebrand as Attorney-in-Fact
2013-02-22