0001225208-13-005121.txt : 20130222 0001225208-13-005121.hdr.sgml : 20130222 20130222171048 ACCESSION NUMBER: 0001225208-13-005121 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130220 FILED AS OF DATE: 20130222 DATE AS OF CHANGE: 20130222 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITED TECHNOLOGIES CORP /DE/ CENTRAL INDEX KEY: 0000101829 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724] IRS NUMBER: 060570975 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: UNITED TECHNOLOGIES BLDG STREET 2: ONE FINANCIAL PLZ CITY: HARTFORD STATE: CT ZIP: 06101 BUSINESS PHONE: 8607287000 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES MICROELECTRONICS CENTER DATE OF NAME CHANGE: 19850825 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES CORP DATE OF NAME CHANGE: 19841205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hess David P CENTRAL INDEX KEY: 0001304945 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00812 FILM NUMBER: 13635100 MAIL ADDRESS: STREET 1: UNITED TECHNOLOGIES CORPORATION STREET 2: ONE FINANCIAL PLAZA CITY: HARTFORD STATE: CT ZIP: 06101 4 1 doc4.xml X0306 4 2013-02-20 0000101829 UNITED TECHNOLOGIES CORP /DE/ UTX 0001304945 Hess David P ONE FINANCIAL PLAZA HARTFORD CT 06101 1 President, Pratt & Whitney Common Stock 2013-02-20 4 M 0 114000.0000 54.9500 A 176457.0000 D Common Stock 2013-02-20 4 M 0 83000.0000 71.6300 A 259457.0000 D Common Stock 2013-02-20 4 M 0 60000.0000 70.8100 A 319457.0000 D Common Stock 2013-02-20 4 S 0 13348.0000 91.0268 D 306109.0000 D Common Stock 2013-02-20 4 S 0 17715.0000 91.0590 D 288394.0000 D Common Stock 2013-02-20 4 S 0 45181.0000 90.9865 D 243213.0000 D Common Stock 2013-02-20 4 F 0 46652.0000 91.0268 D 196561.0000 D Common Stock 2013-02-20 4 F 0 65285.0000 91.0590 D 131276.0000 D Common Stock 2013-02-20 4 F 0 68819.0000 90.9866 D 62457.0000 D Common Stock 5390.0000 I By Savings Plan Trustee Stock Appreciation Right 70.8100 2013-02-20 4 M 0 60000.0000 70.8100 D 2018-04-08 Common Stock 60000.0000 0.0000 D Stock Appreciation Right 54.9500 2013-02-20 4 M 0 114000.0000 54.9500 D 2012-01-02 2019-01-01 Common Stock 114000.0000 0.0000 D Stock Appreciation Right 71.6300 2013-02-20 4 M 0 83000.0000 71.6300 D 2013-01-04 2020-01-03 Common Stock 83000.0000 0.0000 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.91 to $91.16. Upon request, UTC will provide full information as to the shares sold at each separate price. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.03 to $91.08. Upon request, UTC will provide full information as to the shaes sold at each separate price. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.83 to $91.07. Upon request, UTC will provide full information as to the shares sold at each separate price. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.03 to $91.08. Upon request, UTC will provide full information as to the shares sold at each separate price. 120,000 Stock Appreciation Rights were granted on April 9, 2008, with 60,000 remaining outstanding at the time this transaction was initiated. These 60,000 SARs vested on April 9, 2012. /s/ Charles F. Hildebrand as Attorney-in-Fact 2013-02-22