0001225208-13-003975.txt : 20130213
0001225208-13-003975.hdr.sgml : 20130213
20130213170913
ACCESSION NUMBER: 0001225208-13-003975
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130211
FILED AS OF DATE: 20130213
DATE AS OF CHANGE: 20130213
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DARNIS GERAUD
CENTRAL INDEX KEY: 0001184185
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00812
FILM NUMBER: 13604343
MAIL ADDRESS:
STREET 1: UNITED TECHNOLOGIES CORP
STREET 2: ONE FINANCIAL PLAZA
CITY: HARTFORD
STATE: CT
ZIP: 06101
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: UNITED TECHNOLOGIES CORP /DE/
CENTRAL INDEX KEY: 0000101829
STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724]
IRS NUMBER: 060570975
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: UNITED TECHNOLOGIES BLDG
STREET 2: ONE FINANCIAL PLZ
CITY: HARTFORD
STATE: CT
ZIP: 06101
BUSINESS PHONE: 8607287000
FORMER COMPANY:
FORMER CONFORMED NAME: UNITED TECHNOLOGIES MICROELECTRONICS CENTER
DATE OF NAME CHANGE: 19850825
FORMER COMPANY:
FORMER CONFORMED NAME: UNITED TECHNOLOGIES CORP
DATE OF NAME CHANGE: 19841205
4
1
doc4.xml
X0306
4
2013-02-11
0000101829
UNITED TECHNOLOGIES CORP /DE/
UTX
0001184185
DARNIS GERAUD
ONE FINANCIAL PLAZA
HARTFORD
CT
06101
1
Pres. & CEO, UTC Climate, Cont
Common Stock
2013-02-11
4
A
0
23862.0000
89.6100
A
102198.9999
D
Common Stock
2013-02-11
4
F
0
6092.3785
89.6100
D
96106.6214
D
Common Stock (Career Restricted)
4224.0000
D
Common Stock
10027.0000
I
By Savings Plan Trustee
Common Stock
15924.0000
I
By Trust
Common Stock
24052.0000
I
By Trust 2
The reporting person acquired 11,931 shares of UTC common stock and 11,931 UTC deferred stock units upon the vesting of performance share units (PSUs) previously awarded on January 4, 2010 to the reporting person under the UTC 2005 Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three-year performance period. The reporting person previously elected to defer receipt of a portion of the actual shares of common stock that otherwise would be received upon the vesting of these PSUs and in respect of that portion of the vested units acquired instead deferred stock units that settle exclusively in shares and are included in Table I as common stock equivalents. Each deferred stock unit has a value equal to one share of UTC common stock.
/s/ Charles F. Hildebrand as Attorney-in-Fact
2013-02-13