0001225208-13-003379.txt : 20130207 0001225208-13-003379.hdr.sgml : 20130207 20130207171618 ACCESSION NUMBER: 0001225208-13-003379 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130207 FILED AS OF DATE: 20130207 DATE AS OF CHANGE: 20130207 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITED TECHNOLOGIES CORP /DE/ CENTRAL INDEX KEY: 0000101829 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724] IRS NUMBER: 060570975 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: UNITED TECHNOLOGIES BLDG STREET 2: ONE FINANCIAL PLZ CITY: HARTFORD STATE: CT ZIP: 06101 BUSINESS PHONE: 8607287000 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES MICROELECTRONICS CENTER DATE OF NAME CHANGE: 19850825 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES CORP DATE OF NAME CHANGE: 19841205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Baranda Riva, Pedro Sainz De CENTRAL INDEX KEY: 0001542911 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00812 FILM NUMBER: 13583305 MAIL ADDRESS: STREET 1: UNITED TECHNOLOGIES CORPORATION STREET 2: ONE FINANCIAL PLAZA CITY: HARTFORD STATE: CT ZIP: 06101 4 1 doc4.xml X0306 4 2013-02-07 0000101829 UNITED TECHNOLOGIES CORP /DE/ UTX 0001542911 Baranda Riva, Pedro Sainz De ONE FINANCIAL PLAZA HARTFORD CT 06101 1 President, Otis Elevator Common Stock 2013-02-07 4 M 0 5400.0000 46.7600 A 6300.0000 D Common Stock 2013-02-07 4 S 0 5400.0000 89.2005 D 900.0000 D Common Stock 357.0000 I By Savings Plan Trustee Non-Qualified Stock Option (right to buy) 46.7600 2013-02-07 4 M 0 5400.0000 0.0000 D 2007-01-09 2014-01-08 Common Stock 5400.0000 0.0000 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $89.2000 to $89.2010. Upon request, UTC will provide full information as to the shares sold at each separate price. /s/ Charles F. Hildebrand as Attorney-in-Fact 2013-02-08