0001225208-12-024893.txt : 20121207 0001225208-12-024893.hdr.sgml : 20121207 20121207170931 ACCESSION NUMBER: 0001225208-12-024893 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121206 FILED AS OF DATE: 20121207 DATE AS OF CHANGE: 20121207 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITED TECHNOLOGIES CORP /DE/ CENTRAL INDEX KEY: 0000101829 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724] IRS NUMBER: 060570975 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: UNITED TECHNOLOGIES BLDG STREET 2: ONE FINANCIAL PLZ CITY: HARTFORD STATE: CT ZIP: 06101 BUSINESS PHONE: 8607287000 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES MICROELECTRONICS CENTER DATE OF NAME CHANGE: 19850825 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES CORP DATE OF NAME CHANGE: 19841205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCCORMICK RICHARD D CENTRAL INDEX KEY: 0001017985 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00812 FILM NUMBER: 121250893 MAIL ADDRESS: STREET 1: P O BOX 66100 WHQLD CITY: CHICAGO STATE: IL ZIP: 60666 4 1 doc4.xml X0306 4 2012-12-06 0000101829 UNITED TECHNOLOGIES CORP /DE/ UTX 0001017985 MCCORMICK RICHARD D ONE FINANCIAL PLAZA HARTFORD CT 06101 1 Common Stock 2012-12-06 4 M 0 4964.0000 30.5250 A 44752.0000 D Common Stock 2012-12-06 4 M 0 3833.0000 44.0850 A 48585.0000 D Common Stock 2012-12-06 4 M 0 3765.0000 50.5250 A 52350.0000 D Common Stock 2012-12-06 4 M 0 3167.0000 44.0850 A 55517.0000 D Common Stock 2012-12-06 4 M 0 3036.0000 30.5250 A 58553.0000 D Common Stock 2012-12-06 4 M 0 2235.0000 50.5250 A 60788.0000 D Common Stock 2012-12-06 4 S 0 10634.0000 80.5984 D 50154.0000 D Common Stock (Restricted) 3200.0000 D Non-Qualified Stock Option (right to buy) 30.5250 2012-12-06 4 M 0 3036.0000 0.0000 D 2006-04-09 2013-04-08 Common Stock 3036.0000 4964.0000 D Non-Qualified Stock Option (right to buy) 30.5250 2012-12-06 4 M 0 4964.0000 0.0000 D 2006-04-09 2013-04-08 Common Stock 4964.0000 0.0000 D Non-Qualified Stock Option (right to buy) 50.5250 2012-12-06 4 M 0 2235.0000 0.0000 D 2008-04-13 2015-04-12 Common Stock 2235.0000 3765.0000 D Non-Qualified Stock Option (right to buy) 50.5250 2012-12-06 4 M 0 3765.0000 0.0000 D 2008-04-13 2015-04-12 Common Stock 3765.0000 0.0000 D Non-Qualified Stock Option (right to buy) 44.0850 2012-12-06 4 M 0 3167.0000 0.0000 D 2007-04-14 2014-04-13 Common Stock 3167.0000 3833.0000 D Non-Qualified Stock Option (right to buy) 44.0850 2012-12-06 4 M 0 3833.0000 0.0000 D 2007-04-14 2014-04-13 Common Stock 3833.0000 0.0000 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.59 to $80.64. Upon request, UTC will provide full information as to the shares sold at each separate price. /s/ Charles F. Hildebrand as Attorney-in-Fact 2012-12-07