0001225208-12-022398.txt : 20121105 0001225208-12-022398.hdr.sgml : 20121105 20121105172554 ACCESSION NUMBER: 0001225208-12-022398 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121101 FILED AS OF DATE: 20121105 DATE AS OF CHANGE: 20121105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROGAN THOMAS I CENTRAL INDEX KEY: 0001184192 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00812 FILM NUMBER: 121181101 MAIL ADDRESS: STREET 1: UNITED TECHNOLOGIES CORP STREET 2: ONE FINANCIAL PLAZA CITY: HARTFORD STATE: CT ZIP: 06101 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITED TECHNOLOGIES CORP /DE/ CENTRAL INDEX KEY: 0000101829 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724] IRS NUMBER: 060570975 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: UNITED TECHNOLOGIES BLDG STREET 2: ONE FINANCIAL PLZ CITY: HARTFORD STATE: CT ZIP: 06101 BUSINESS PHONE: 8607287000 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES MICROELECTRONICS CENTER DATE OF NAME CHANGE: 19850825 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES CORP DATE OF NAME CHANGE: 19841205 4 1 doc4.xml X0306 4 2012-11-01 0000101829 UNITED TECHNOLOGIES CORP /DE/ UTX 0001184192 ROGAN THOMAS I ONE FINANCIAL PLAZA HARTFORD CT 06101 1 Vice President, Treasurer Common Stock 2012-11-01 4 M 0 16700.0000 31.7050 A 46017.0000 D Common Stock 2012-11-01 4 F 0 4323.0000 79.0600 D 41694.0000 D Common Stock 2012-11-01 4 F 0 6698.0000 79.0600 D 34996.0000 D Common Stock (Career Restricted) 4960.0000 D Common Stock 12043.0000 I By Savings Plan Trustee Non-Qualified Stock Option (right to buy) 31.7050 2012-11-01 4 M 0 16700.0000 0.0000 D 2006-01-02 2013-01-01 Common Stock 16700.0000 0.0000 D /s/ Charles F. Hildebrand as Attorney-in-Fact 2012-11-05