0001225208-12-022276.txt : 20121102
0001225208-12-022276.hdr.sgml : 20121102
20121102171612
ACCESSION NUMBER: 0001225208-12-022276
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121101
FILED AS OF DATE: 20121102
DATE AS OF CHANGE: 20121102
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: UNITED TECHNOLOGIES CORP /DE/
CENTRAL INDEX KEY: 0000101829
STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724]
IRS NUMBER: 060570975
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: UNITED TECHNOLOGIES BLDG
STREET 2: ONE FINANCIAL PLZ
CITY: HARTFORD
STATE: CT
ZIP: 06101
BUSINESS PHONE: 8607287000
FORMER COMPANY:
FORMER CONFORMED NAME: UNITED TECHNOLOGIES MICROELECTRONICS CENTER
DATE OF NAME CHANGE: 19850825
FORMER COMPANY:
FORMER CONFORMED NAME: UNITED TECHNOLOGIES CORP
DATE OF NAME CHANGE: 19841205
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hess David P
CENTRAL INDEX KEY: 0001304945
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00812
FILM NUMBER: 121177690
MAIL ADDRESS:
STREET 1: UNITED TECHNOLOGIES CORPORATION
STREET 2: ONE FINANCIAL PLAZA
CITY: HARTFORD
STATE: CT
ZIP: 06101
4
1
doc4.xml
X0306
4
2012-11-01
0000101829
UNITED TECHNOLOGIES CORP /DE/
UTX
0001304945
Hess David P
ONE FINANCIAL PLAZA
HARTFORD
CT
06101
1
President, Pratt & Whitney
Common Stock
48962.0000
D
Common Stock
5299.0000
I
By Savings Plan Trustee
Stock Appreciation Right
79.0600
2012-11-01
4
A
0
103260.0000
0.0000
A
2012-10-31
Common Stock
103260.0000
103260.0000
D
50% of the stock appreciation rights become exercisable on 12/31/2014 and 50% of the stock appreciation rights become exercisable on 12/31/2016, subject to achievement of pre-established UTC Propulsion & Aerospace Systems earnings, sales, and other financial targets.
/s/ Charles F. Hildebrand as Attorney-in-Fact
2012-11-02