0001225208-12-021558.txt : 20121019 0001225208-12-021558.hdr.sgml : 20121019 20121019173452 ACCESSION NUMBER: 0001225208-12-021558 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120701 FILED AS OF DATE: 20121019 DATE AS OF CHANGE: 20121019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITED TECHNOLOGIES CORP /DE/ CENTRAL INDEX KEY: 0000101829 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724] IRS NUMBER: 060570975 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: UNITED TECHNOLOGIES BLDG STREET 2: ONE FINANCIAL PLZ CITY: HARTFORD STATE: CT ZIP: 06101 BUSINESS PHONE: 8607287000 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES MICROELECTRONICS CENTER DATE OF NAME CHANGE: 19850825 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES CORP DATE OF NAME CHANGE: 19841205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Maurer Michael B CENTRAL INDEX KEY: 0001549781 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-00812 FILM NUMBER: 121153354 MAIL ADDRESS: STREET 1: UNITED TECHNOLOGIES CORPORATION STREET 2: ONE FINANCIAL PLAZA CITY: HARTFORD STATE: CT ZIP: 06101 4/A 1 doc4a.xml X0306 4/A 2012-07-01 2012-07-03 0000101829 UNITED TECHNOLOGIES CORP /DE/ UTX 0001549781 Maurer Michael B ONE FINANCIAL PLAZA HARTFORD CT 06101 1 President, Sikorsky Aircraft Common Stock 2012-07-01 4 M 0 3128.0000 0 A 9145.0000 D Common Stock 2012-07-01 4 F 0 1038.0000 75.0400 D 8107.0000 D Restricted Stock Units 2012-07-01 4 M 0 3128.0000 D Common Stock 3128.0000 3107.0000 D Table I is amended to increase the number of shares acquired to reflect 20 restricted stock units credited prior to vesting in respect of dividend equivalents. The shares disposed of for taxes also increased. Footnote 3 to Table II is revised to reflect the impact of dividend equivalents. Each restricted stock unit represents a contingent right to receive one share of United Technologies Corporation common stock. The restricted stock units vest in two installments. 3,128 units vested on July 1, 2012 and 3,000 units plus accumulated dividend equivalents are scheduled to vest on July 1, 2014. /s/ Charles F. Hildebrand as Attorney-in-Fact 2012-10-19