0001225208-12-021558.txt : 20121019
0001225208-12-021558.hdr.sgml : 20121019
20121019173452
ACCESSION NUMBER: 0001225208-12-021558
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120701
FILED AS OF DATE: 20121019
DATE AS OF CHANGE: 20121019
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: UNITED TECHNOLOGIES CORP /DE/
CENTRAL INDEX KEY: 0000101829
STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724]
IRS NUMBER: 060570975
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: UNITED TECHNOLOGIES BLDG
STREET 2: ONE FINANCIAL PLZ
CITY: HARTFORD
STATE: CT
ZIP: 06101
BUSINESS PHONE: 8607287000
FORMER COMPANY:
FORMER CONFORMED NAME: UNITED TECHNOLOGIES MICROELECTRONICS CENTER
DATE OF NAME CHANGE: 19850825
FORMER COMPANY:
FORMER CONFORMED NAME: UNITED TECHNOLOGIES CORP
DATE OF NAME CHANGE: 19841205
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Maurer Michael B
CENTRAL INDEX KEY: 0001549781
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00812
FILM NUMBER: 121153354
MAIL ADDRESS:
STREET 1: UNITED TECHNOLOGIES CORPORATION
STREET 2: ONE FINANCIAL PLAZA
CITY: HARTFORD
STATE: CT
ZIP: 06101
4/A
1
doc4a.xml
X0306
4/A
2012-07-01
2012-07-03
0000101829
UNITED TECHNOLOGIES CORP /DE/
UTX
0001549781
Maurer Michael B
ONE FINANCIAL PLAZA
HARTFORD
CT
06101
1
President, Sikorsky Aircraft
Common Stock
2012-07-01
4
M
0
3128.0000
0
A
9145.0000
D
Common Stock
2012-07-01
4
F
0
1038.0000
75.0400
D
8107.0000
D
Restricted Stock Units
2012-07-01
4
M
0
3128.0000
D
Common Stock
3128.0000
3107.0000
D
Table I is amended to increase the number of shares acquired to reflect 20 restricted stock units credited prior to vesting in respect of dividend equivalents. The shares disposed of for taxes also increased. Footnote 3 to Table II is revised to reflect the impact of dividend equivalents.
Each restricted stock unit represents a contingent right to receive one share of United Technologies Corporation common stock.
The restricted stock units vest in two installments. 3,128 units vested on July 1, 2012 and 3,000 units plus accumulated dividend equivalents are scheduled to vest on July 1, 2014.
/s/ Charles F. Hildebrand as Attorney-in-Fact
2012-10-19