0001225208-12-019653.txt : 20120914 0001225208-12-019653.hdr.sgml : 20120914 20120914171821 ACCESSION NUMBER: 0001225208-12-019653 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120912 FILED AS OF DATE: 20120914 DATE AS OF CHANGE: 20120914 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITED TECHNOLOGIES CORP /DE/ CENTRAL INDEX KEY: 0000101829 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724] IRS NUMBER: 060570975 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: UNITED TECHNOLOGIES BLDG STREET 2: ONE FINANCIAL PLZ CITY: HARTFORD STATE: CT ZIP: 06101 BUSINESS PHONE: 8607287000 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES MICROELECTRONICS CENTER DATE OF NAME CHANGE: 19850825 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES CORP DATE OF NAME CHANGE: 19841205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LARSEN MARSHALL O CENTRAL INDEX KEY: 0001024382 STATE OF INCORPORATION: NY FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00812 FILM NUMBER: 121093443 MAIL ADDRESS: STREET 1: 3925 EMBASSY PARKWAY CITY: AKRON STATE: OH ZIP: 44333-1799 4 1 doc4.xml X0306 4 2012-09-12 0000101829 UNITED TECHNOLOGIES CORP /DE/ UTX 0001024382 LARSEN MARSHALL O ONE FINANCIAL PLAZA HARTFORD CT 06101 1 Common Stock 1000.0000 D Common Stock 3804.3680 I By Savings Plan Trustee Common Stock 600.0000 I By Spouse Phantom Stock Unit 2012-09-12 4 A 0 3044.5262 78.8300 A Common Stock 3044.5262 3044.5262 D Restricted Stock Units 2012-09-12 4 A 0 1268.5526 78.8300 A Common Stock 1268.5526 1268.5526 D Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director. Consists of a one-time grant of deferred Restricted Stock Units awarded on the date of election. Vesting occurs over a five year period. Upon termination of services on the Board of Directors, all such deferred Restricted Stock Units are payable in cash. /s/ Charles F. Hildebrand as Attorney-in-Fact 2012-09-14