0001225208-12-019653.txt : 20120914
0001225208-12-019653.hdr.sgml : 20120914
20120914171821
ACCESSION NUMBER: 0001225208-12-019653
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120912
FILED AS OF DATE: 20120914
DATE AS OF CHANGE: 20120914
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: UNITED TECHNOLOGIES CORP /DE/
CENTRAL INDEX KEY: 0000101829
STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724]
IRS NUMBER: 060570975
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: UNITED TECHNOLOGIES BLDG
STREET 2: ONE FINANCIAL PLZ
CITY: HARTFORD
STATE: CT
ZIP: 06101
BUSINESS PHONE: 8607287000
FORMER COMPANY:
FORMER CONFORMED NAME: UNITED TECHNOLOGIES MICROELECTRONICS CENTER
DATE OF NAME CHANGE: 19850825
FORMER COMPANY:
FORMER CONFORMED NAME: UNITED TECHNOLOGIES CORP
DATE OF NAME CHANGE: 19841205
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LARSEN MARSHALL O
CENTRAL INDEX KEY: 0001024382
STATE OF INCORPORATION: NY
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00812
FILM NUMBER: 121093443
MAIL ADDRESS:
STREET 1: 3925 EMBASSY PARKWAY
CITY: AKRON
STATE: OH
ZIP: 44333-1799
4
1
doc4.xml
X0306
4
2012-09-12
0000101829
UNITED TECHNOLOGIES CORP /DE/
UTX
0001024382
LARSEN MARSHALL O
ONE FINANCIAL PLAZA
HARTFORD
CT
06101
1
Common Stock
1000.0000
D
Common Stock
3804.3680
I
By Savings Plan Trustee
Common Stock
600.0000
I
By Spouse
Phantom Stock Unit
2012-09-12
4
A
0
3044.5262
78.8300
A
Common Stock
3044.5262
3044.5262
D
Restricted Stock Units
2012-09-12
4
A
0
1268.5526
78.8300
A
Common Stock
1268.5526
1268.5526
D
Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director.
Consists of a one-time grant of deferred Restricted Stock Units awarded on the date of election. Vesting occurs over a five year period. Upon termination of services on the Board of Directors, all such deferred Restricted Stock Units are payable in cash.
/s/ Charles F. Hildebrand as Attorney-in-Fact
2012-09-14