0001225208-12-012739.txt : 20120517
0001225208-12-012739.hdr.sgml : 20120517
20120517170647
ACCESSION NUMBER: 0001225208-12-012739
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120517
FILED AS OF DATE: 20120517
DATE AS OF CHANGE: 20120517
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: UNITED TECHNOLOGIES CORP /DE/
CENTRAL INDEX KEY: 0000101829
STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724]
IRS NUMBER: 060570975
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: UNITED TECHNOLOGIES BLDG
STREET 2: ONE FINANCIAL PLZ
CITY: HARTFORD
STATE: CT
ZIP: 06101
BUSINESS PHONE: 8607287000
FORMER COMPANY:
FORMER CONFORMED NAME: UNITED TECHNOLOGIES MICROELECTRONICS CENTER
DATE OF NAME CHANGE: 19850825
FORMER COMPANY:
FORMER CONFORMED NAME: UNITED TECHNOLOGIES CORP
DATE OF NAME CHANGE: 19841205
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Maurer Michael B
CENTRAL INDEX KEY: 0001549781
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00812
FILM NUMBER: 12852830
MAIL ADDRESS:
STREET 1: UNITED TECHNOLOGIES CORPORATION
STREET 2: ONE FINANCIAL PLAZA
CITY: HARTFORD
STATE: CT
ZIP: 06101
3
1
doc3.xml
X0205
3
2012-05-17
0
0000101829
UNITED TECHNOLOGIES CORP /DE/
UTX
0001549781
Maurer Michael B
ONE FINANCIAL PLAZA
HARTFORD
CT
06101
1
President, Sikorsky Aircraft
Common Stock
6017.0000
D
Common Stock
3712.0000
I
By Savings Plan Trustee
Non-Qualified Stock Option (right to buy)
46.7600
2007-01-09
2014-01-08
Common Stock
15000.0000
D
Non-Qualified Stock Option (right to buy)
51.5000
2008-01-03
2015-01-02
Common Stock
11300.0000
D
Restricted Stock Units
Common Stock
6215.0000
D
SRP Stock Unit
Common Stock
293.4662
D
Stock Appreciation Right
54.9500
2012-01-02
2019-01-01
Common Stock
17600.0000
D
Stock Appreciation Right
56.5300
2009-01-03
2016-01-02
Common Stock
7800.0000
D
Stock Appreciation Right
62.4700
2010-01-09
2017-01-08
Common Stock
9500.0000
D
Stock Appreciation Right
71.6300
2013-01-04
2020-01-03
Common Stock
12000.0000
D
Stock Appreciation Right
74.6600
2015-01-03
2022-01-02
Common Stock
14000.0000
D
Stock Appreciation Right
75.2100
2011-01-02
2018-01-01
Common Stock
10900.0000
D
Stock Appreciation Right
78.9900
2014-01-03
2021-01-02
Common Stock
12300.0000
D
The restricted stock units vest in two installments. 3,108 units are scheduled to vest on July 1, 2012 and 3,107 units are scheduled to vest on July 1, 2014.
Each restricted stock unit represents a contingent right to receive one share of United Technologies Corporation common stock.
Each Savings Restoration Plan ("SRP") stock unit is the economic equivalent of one share of UTC common stock. The reported SRP stock units were acquired under UTC's Savings Restoration Plan, an excess benefit plan, and are to be settled upon the reporting person's retirement or other termination of service.
The reporting person was also awarded 3,440 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year time period.
The reporting person was also awarded 3,700 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year time period.
The reporting person was also awarded 3,180 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year time period.
/s/ Charles F. Hildebrand as Attorney-in-Fact
2012-05-17