0001225208-12-004163.txt : 20120214 0001225208-12-004163.hdr.sgml : 20120214 20120214171549 ACCESSION NUMBER: 0001225208-12-004163 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120210 FILED AS OF DATE: 20120214 DATE AS OF CHANGE: 20120214 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITED TECHNOLOGIES CORP /DE/ CENTRAL INDEX KEY: 0000101829 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724] IRS NUMBER: 060570975 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: UNITED TECHNOLOGIES BLDG STREET 2: ONE FINANCIAL PLZ CITY: HARTFORD STATE: CT ZIP: 06101 BUSINESS PHONE: 8607287000 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES MICROELECTRONICS CENTER DATE OF NAME CHANGE: 19850825 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES CORP DATE OF NAME CHANGE: 19841205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hess David P CENTRAL INDEX KEY: 0001304945 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00812 FILM NUMBER: 12612580 MAIL ADDRESS: STREET 1: UNITED TECHNOLOGIES CORPORATION STREET 2: ONE FINANCIAL PLAZA CITY: HARTFORD STATE: CT ZIP: 06101 4 1 doc4.xml X0304 4 2012-02-10 0000101829 UNITED TECHNOLOGIES CORP /DE/ UTX 0001304945 Hess David P ONE FINANCIAL PLAZA HARTFORD CT 06101 1 President, Pratt & Whitney Common Stock 2012-02-10 4 M 0 65000.0000 75.2100 A 113962.0000 D Common Stock 2012-02-10 4 M 0 61000.0000 62.8100 A 174962.0000 D Common Stock 2012-02-10 4 M 0 60000.0000 70.8100 A 234962.0000 D Common Stock 2012-02-10 4 S 0 30203.0000 83.2763 D 204759.0000 D Common Stock 2012-02-10 4 F 0 155797.0000 83.2400 D 48962.0000 D Common Stock 5114.0000 I By Savings Plan Trustee Stock Appreciation Right 70.8100 2012-02-10 4 M 0 60000.0000 0.0000 D 2018-04-08 Common Stock 60000.0000 60000.0000 D Stock Appreciation Right 75.2100 2012-02-10 4 M 0 65000.0000 0.0000 D 2011-01-02 2018-01-01 Common Stock 65000.0000 0.0000 D Stock Appreciation Right 62.8100 2012-02-10 4 M 0 61000.0000 0.0000 D 2010-01-03 2017-01-02 Common Stock 61000.0000 0.0000 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $83.24 to $83.39, inclusive. The reporting person undertakes to provide to United Technologies Corporation, any security holder of United Technologies Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 1 of this Form 4. 120,000 Stock Appreciation Rights were granted on April 9, 2008 with 60,000 scheduled to vest on 4/9/2011 and 60,000 scheduled to vest on 4/9/2012. /s/ Charles F. Hildebrand as Attorney-in-Fact 2012-02-14