0001225208-12-004163.txt : 20120214
0001225208-12-004163.hdr.sgml : 20120214
20120214171549
ACCESSION NUMBER: 0001225208-12-004163
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120210
FILED AS OF DATE: 20120214
DATE AS OF CHANGE: 20120214
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: UNITED TECHNOLOGIES CORP /DE/
CENTRAL INDEX KEY: 0000101829
STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724]
IRS NUMBER: 060570975
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: UNITED TECHNOLOGIES BLDG
STREET 2: ONE FINANCIAL PLZ
CITY: HARTFORD
STATE: CT
ZIP: 06101
BUSINESS PHONE: 8607287000
FORMER COMPANY:
FORMER CONFORMED NAME: UNITED TECHNOLOGIES MICROELECTRONICS CENTER
DATE OF NAME CHANGE: 19850825
FORMER COMPANY:
FORMER CONFORMED NAME: UNITED TECHNOLOGIES CORP
DATE OF NAME CHANGE: 19841205
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hess David P
CENTRAL INDEX KEY: 0001304945
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00812
FILM NUMBER: 12612580
MAIL ADDRESS:
STREET 1: UNITED TECHNOLOGIES CORPORATION
STREET 2: ONE FINANCIAL PLAZA
CITY: HARTFORD
STATE: CT
ZIP: 06101
4
1
doc4.xml
X0304
4
2012-02-10
0000101829
UNITED TECHNOLOGIES CORP /DE/
UTX
0001304945
Hess David P
ONE FINANCIAL PLAZA
HARTFORD
CT
06101
1
President, Pratt & Whitney
Common Stock
2012-02-10
4
M
0
65000.0000
75.2100
A
113962.0000
D
Common Stock
2012-02-10
4
M
0
61000.0000
62.8100
A
174962.0000
D
Common Stock
2012-02-10
4
M
0
60000.0000
70.8100
A
234962.0000
D
Common Stock
2012-02-10
4
S
0
30203.0000
83.2763
D
204759.0000
D
Common Stock
2012-02-10
4
F
0
155797.0000
83.2400
D
48962.0000
D
Common Stock
5114.0000
I
By Savings Plan Trustee
Stock Appreciation Right
70.8100
2012-02-10
4
M
0
60000.0000
0.0000
D
2018-04-08
Common Stock
60000.0000
60000.0000
D
Stock Appreciation Right
75.2100
2012-02-10
4
M
0
65000.0000
0.0000
D
2011-01-02
2018-01-01
Common Stock
65000.0000
0.0000
D
Stock Appreciation Right
62.8100
2012-02-10
4
M
0
61000.0000
0.0000
D
2010-01-03
2017-01-02
Common Stock
61000.0000
0.0000
D
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $83.24 to $83.39, inclusive. The reporting person undertakes to provide to United Technologies Corporation, any security holder of United Technologies Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 1 of this Form 4.
120,000 Stock Appreciation Rights were granted on April 9, 2008 with 60,000 scheduled to vest on 4/9/2011 and 60,000 scheduled to vest on 4/9/2012.
/s/ Charles F. Hildebrand as Attorney-in-Fact
2012-02-14