0001225208-12-003237.txt : 20120207
0001225208-12-003237.hdr.sgml : 20120207
20120207173130
ACCESSION NUMBER: 0001225208-12-003237
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120203
FILED AS OF DATE: 20120207
DATE AS OF CHANGE: 20120207
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DARNIS GERAUD
CENTRAL INDEX KEY: 0001184185
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00812
FILM NUMBER: 12578915
MAIL ADDRESS:
STREET 1: UNITED TECHNOLOGIES CORP
STREET 2: ONE FINANCIAL PLAZA
CITY: HARTFORD
STATE: CT
ZIP: 06101
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: UNITED TECHNOLOGIES CORP /DE/
CENTRAL INDEX KEY: 0000101829
STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724]
IRS NUMBER: 060570975
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: UNITED TECHNOLOGIES BLDG
STREET 2: ONE FINANCIAL PLZ
CITY: HARTFORD
STATE: CT
ZIP: 06101
BUSINESS PHONE: 8607287000
FORMER COMPANY:
FORMER CONFORMED NAME: UNITED TECHNOLOGIES MICROELECTRONICS CENTER
DATE OF NAME CHANGE: 19850825
FORMER COMPANY:
FORMER CONFORMED NAME: UNITED TECHNOLOGIES CORP
DATE OF NAME CHANGE: 19841205
4
1
doc4.xml
X0304
4
2012-02-03
0000101829
UNITED TECHNOLOGIES CORP /DE/
UTX
0001184185
DARNIS GERAUD
ONE FINANCIAL PLAZA
HARTFORD
CT
06101
1
Pres. & CEO, UTC Climate, Cont
Common Stock
2012-02-03
4
M
0
30000.0000
31.7050
A
111701.3696
D
Common Stock
2012-02-03
4
S
0
0.3696
81.1700
D
111700.9999
D
Common Stock
2012-02-03
4
S
0
30000.0000
80.8900
D
81700.9999
D
Common Stock
2012-02-06
4
A
0
16728.0000
80.5700
A
98428.9999
D
Common Stock
2012-02-06
4
F
0
7229.0000
80.5700
D
91199.9999
D
Common Stock (Career Restricted)
4224.0000
D
Common Stock
9699.0000
I
By Savings Plan Trustee
Common Stock
27124.0000
I
By Trust
Non-Qualified Stock Option (right to buy)
31.7050
2012-02-03
4
M
0
30000.0000
0.0000
D
2006-01-02
2013-01-01
Common Stock
30000.0000
0.0000
D
The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) previously awarded on January 2, 2009 to the reporting person under the UTC 2005 Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three-year performance period.
/s/ Charles F. Hildebrand as Attorney-in-Fact
2012-02-07