0001225208-12-003237.txt : 20120207 0001225208-12-003237.hdr.sgml : 20120207 20120207173130 ACCESSION NUMBER: 0001225208-12-003237 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120203 FILED AS OF DATE: 20120207 DATE AS OF CHANGE: 20120207 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DARNIS GERAUD CENTRAL INDEX KEY: 0001184185 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00812 FILM NUMBER: 12578915 MAIL ADDRESS: STREET 1: UNITED TECHNOLOGIES CORP STREET 2: ONE FINANCIAL PLAZA CITY: HARTFORD STATE: CT ZIP: 06101 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITED TECHNOLOGIES CORP /DE/ CENTRAL INDEX KEY: 0000101829 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724] IRS NUMBER: 060570975 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: UNITED TECHNOLOGIES BLDG STREET 2: ONE FINANCIAL PLZ CITY: HARTFORD STATE: CT ZIP: 06101 BUSINESS PHONE: 8607287000 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES MICROELECTRONICS CENTER DATE OF NAME CHANGE: 19850825 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES CORP DATE OF NAME CHANGE: 19841205 4 1 doc4.xml X0304 4 2012-02-03 0000101829 UNITED TECHNOLOGIES CORP /DE/ UTX 0001184185 DARNIS GERAUD ONE FINANCIAL PLAZA HARTFORD CT 06101 1 Pres. & CEO, UTC Climate, Cont Common Stock 2012-02-03 4 M 0 30000.0000 31.7050 A 111701.3696 D Common Stock 2012-02-03 4 S 0 0.3696 81.1700 D 111700.9999 D Common Stock 2012-02-03 4 S 0 30000.0000 80.8900 D 81700.9999 D Common Stock 2012-02-06 4 A 0 16728.0000 80.5700 A 98428.9999 D Common Stock 2012-02-06 4 F 0 7229.0000 80.5700 D 91199.9999 D Common Stock (Career Restricted) 4224.0000 D Common Stock 9699.0000 I By Savings Plan Trustee Common Stock 27124.0000 I By Trust Non-Qualified Stock Option (right to buy) 31.7050 2012-02-03 4 M 0 30000.0000 0.0000 D 2006-01-02 2013-01-01 Common Stock 30000.0000 0.0000 D The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) previously awarded on January 2, 2009 to the reporting person under the UTC 2005 Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three-year performance period. /s/ Charles F. Hildebrand as Attorney-in-Fact 2012-02-07