0001225208-11-023867.txt : 20111028 0001225208-11-023867.hdr.sgml : 20111028 20111028171741 ACCESSION NUMBER: 0001225208-11-023867 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111028 FILED AS OF DATE: 20111028 DATE AS OF CHANGE: 20111028 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROGAN THOMAS I CENTRAL INDEX KEY: 0001184192 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00812 FILM NUMBER: 111166045 MAIL ADDRESS: STREET 1: UNITED TECHNOLOGIES CORP STREET 2: ONE FINANCIAL PLAZA CITY: HARTFORD STATE: CT ZIP: 06101 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITED TECHNOLOGIES CORP /DE/ CENTRAL INDEX KEY: 0000101829 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724] IRS NUMBER: 060570975 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: UNITED TECHNOLOGIES BLDG STREET 2: ONE FINANCIAL PLZ CITY: HARTFORD STATE: CT ZIP: 06101 BUSINESS PHONE: 8607287000 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES MICROELECTRONICS CENTER DATE OF NAME CHANGE: 19850825 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES CORP DATE OF NAME CHANGE: 19841205 4 1 doc4.xml X0304 4 2011-10-28 0000101829 UNITED TECHNOLOGIES CORP /DE/ UTX 0001184192 ROGAN THOMAS I ONE FINANCIAL PLAZA HARTFORD CT 06101 1 Vice President, Treasurer Common Stock 2011-10-28 4 M 0 35000.0000 32.1700 A 55507.0000 D Common Stock 2011-10-28 4 S 0 3812.0000 79.5000 D 51695.0000 D Common Stock 2011-10-28 4 S 0 8000.0000 79.3000 D 43695.0000 D Common Stock 2011-10-28 4 F 0 8989.0000 79.3000 D 34706.0000 D Common Stock 2011-10-28 4 F 0 14199.0000 79.3000 D 20507.0000 D Common Stock (Career Restricted) 4960.0000 D Common Stock 11639.0000 I By Savings Plan Trustee Non-Qualified Stock Option (right to buy) 32.1700 2011-10-28 4 M 0 35000.0000 0.0000 D 2005-01-02 2012-01-01 Common Stock 35000.0000 0.0000 D /s/ Charles F. Hildebrand as Attorney-in-Fact 2011-10-28