0001225208-11-023766.txt : 20111027 0001225208-11-023766.hdr.sgml : 20111027 20111027170252 ACCESSION NUMBER: 0001225208-11-023766 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111025 FILED AS OF DATE: 20111027 DATE AS OF CHANGE: 20111027 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITED TECHNOLOGIES CORP /DE/ CENTRAL INDEX KEY: 0000101829 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724] IRS NUMBER: 060570975 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: UNITED TECHNOLOGIES BLDG STREET 2: ONE FINANCIAL PLZ CITY: HARTFORD STATE: CT ZIP: 06101 BUSINESS PHONE: 8607287000 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES MICROELECTRONICS CENTER DATE OF NAME CHANGE: 19850825 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES CORP DATE OF NAME CHANGE: 19841205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hess David P CENTRAL INDEX KEY: 0001304945 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00812 FILM NUMBER: 111162583 MAIL ADDRESS: STREET 1: UNITED TECHNOLOGIES CORPORATION STREET 2: ONE FINANCIAL PLAZA CITY: HARTFORD STATE: CT ZIP: 06101 4 1 doc4.xml X0304 4 2011-10-25 0000101829 UNITED TECHNOLOGIES CORP /DE/ UTX 0001304945 Hess David P ONE FINANCIAL PLAZA HARTFORD CT 06101 1 President, Pratt & Whitney Common Stock 2011-10-25 4 M 0 40000.0000 46.7600 A 80174.0000 D Common Stock 2011-10-25 4 S 0 40000.0000 75.8329 D 40174.0000 D Common Stock 5065.0000 I By Savings Plan Trustee Non-Qualified Stock Option (right to buy) 46.7600 2011-10-25 4 M 0 40000.0000 0.0000 D 2007-01-09 2014-01-08 Common Stock 40000.0000 0.0000 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.58 to $$76.11, inclusive. The reporting person undertakes to provide to United Technologies Corporation, any security holder of United Technologies Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 1 of this Form 4. /s/ Charles F. Hildebrand as Attorney-in-Fact 2011-10-27