0001225208-11-018074.txt : 20110711 0001225208-11-018074.hdr.sgml : 20110711 20110711170607 ACCESSION NUMBER: 0001225208-11-018074 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110114 FILED AS OF DATE: 20110711 DATE AS OF CHANGE: 20110711 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITED TECHNOLOGIES CORP /DE/ CENTRAL INDEX KEY: 0000101829 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724] IRS NUMBER: 060570975 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: UNITED TECHNOLOGIES BLDG STREET 2: ONE FINANCIAL PLZ CITY: HARTFORD STATE: CT ZIP: 06101 BUSINESS PHONE: 8607287000 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES MICROELECTRONICS CENTER DATE OF NAME CHANGE: 19850825 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES CORP DATE OF NAME CHANGE: 19841205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LONGO PETER F. CENTRAL INDEX KEY: 0001508592 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00812 FILM NUMBER: 11962264 MAIL ADDRESS: STREET 1: UNITED TECHNOLOGIES CORPORATION STREET 2: ONE FINANCIAL PLAZA CITY: HARTFORD STATE: CT ZIP: 06101 4 1 doc4.xml X0303 4 2011-01-14 0000101829 UNITED TECHNOLOGIES CORP /DE/ UTX 0001508592 LONGO PETER F. ONE FINANCIAL PLAZA HARTFORD CT 06101 1 Vice President, Controller Common Stock 15599.0241 D Common Stock 350.0000 I By Savings Plan Trustee Phantom Stock Unit 2011-01-14 4 A 0 0.8402 79.0800 A Common Stock 0.8402 0.8402 D Phantom Stock Unit 2011-01-31 4 A 0 0.8172 81.3000 A Common Stock 0.8172 1.6574 D Phantom Stock Unit 2011-02-15 4 A 0 0.7823 84.9300 A Common Stock 0.7823 2.4397 D Phantom Stock Unit 2011-02-28 4 A 0 0.7953 83.5400 A Common Stock 0.7953 3.2350 D Phantom Stock Unit 2011-03-15 4 A 0 51.1438 79.5100 A Common Stock 51.1438 54.3788 D Phantom Stock Unit 2011-03-31 4 A 0 0.7849 84.6500 A Common Stock 0.7849 55.1637 D Phantom Stock Unit 2011-04-15 4 A 0 0.8238 83.4500 A Common Stock 0.8238 55.9875 D Phantom Stock Unit 2011-04-29 4 A 0 0.7675 89.5800 A Common Stock 0.7675 56.7550 D Phantom Stock Unit 2011-05-13 4 A 0 0.7726 88.9800 A Common Stock 0.7726 57.5276 D Phantom Stock Unit 2011-05-31 4 A 0 0.7833 87.7700 A Common Stock 0.7833 58.3109 D Phantom Stock Unit 2011-06-15 4 A 0 0.8256 83.2700 A Common Stock 0.8256 743.5733 D Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. /s/ Charles F. Hildebrand as Attorney-in-Fact 2011-07-11