0001225208-11-016579.txt : 20110620
0001225208-11-016579.hdr.sgml : 20110620
20110620171213
ACCESSION NUMBER: 0001225208-11-016579
CONFORMED SUBMISSION TYPE: 3/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110329
FILED AS OF DATE: 20110620
DATE AS OF CHANGE: 20110620
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: UNITED TECHNOLOGIES CORP /DE/
CENTRAL INDEX KEY: 0000101829
STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724]
IRS NUMBER: 060570975
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: UNITED TECHNOLOGIES BLDG
STREET 2: ONE FINANCIAL PLZ
CITY: HARTFORD
STATE: CT
ZIP: 06101
BUSINESS PHONE: 8607287000
FORMER COMPANY:
FORMER CONFORMED NAME: UNITED TECHNOLOGIES MICROELECTRONICS CENTER
DATE OF NAME CHANGE: 19850825
FORMER COMPANY:
FORMER CONFORMED NAME: UNITED TECHNOLOGIES CORP
DATE OF NAME CHANGE: 19841205
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BUCKHOUT SCOTT A.
CENTRAL INDEX KEY: 0001517348
FILING VALUES:
FORM TYPE: 3/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00812
FILM NUMBER: 11921553
MAIL ADDRESS:
STREET 1: UNITED TECHNOLOGIES CORPORATION
STREET 2: ONE FINANCIAL PLAZA
CITY: HARTFORD
STATE: CT
ZIP: 06101
3/A
1
doc3a.xml
X0203
3/A
2011-03-29
2011-04-21
0
0000101829
UNITED TECHNOLOGIES CORP /DE/
UTX
0001517348
BUCKHOUT SCOTT A.
ONE FINANCIAL PLAZA
HARTFORD
CT
06101
1
President, UTC Fire & Security
Common Stock
5428.0000
D
Common Stock
456.7876
I
By Savings Plan Trustee
SRP Stock Unit
Common Stock
5.5286
D
Stock Appreciation Right
54.9500
2012-01-02
2019-01-01
Common Stock
13500.0000
D
Stock Appreciation Right
68.4000
2010-05-02
2017-05-01
Common Stock
11000.0000
D
Stock Appreciation Right
71.6300
2013-01-04
2020-01-03
Common Stock
7100.0000
D
Stock Appreciation Right
75.2100
2011-01-02
2018-01-01
Common Stock
8800.0000
D
Stock Appreciation Right
78.9900
2014-01-03
2021-01-02
Common Stock
10200.0000
D
Each Savings Restoration Plan ("SRP") stock unit is the economic equivalent of one share of UTC common stock. The reported SRP stock units were acquired under UTC's Savings Restoration Plan, an excess benefit plan, and are to be settled upon the reporting person's retirement or other termination of service.
The reporting person was also awarded 1,530 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period.
The reporting person was also awarded 2,030 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period.
The reporting person was also awarded 2,640 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period.
/s/ Charles F. Hildebrand as Attorney-in-Fact
2011-06-20