0001225208-11-012128.txt : 20110421
0001225208-11-012128.hdr.sgml : 20110421
20110421171735
ACCESSION NUMBER: 0001225208-11-012128
CONFORMED SUBMISSION TYPE: 3/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110329
FILED AS OF DATE: 20110421
DATE AS OF CHANGE: 20110421
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: UNITED TECHNOLOGIES CORP /DE/
CENTRAL INDEX KEY: 0000101829
STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724]
IRS NUMBER: 060570975
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: UNITED TECHNOLOGIES BLDG
STREET 2: ONE FINANCIAL PLZ
CITY: HARTFORD
STATE: CT
ZIP: 06101
BUSINESS PHONE: 8607287000
FORMER COMPANY:
FORMER CONFORMED NAME: UNITED TECHNOLOGIES MICROELECTRONICS CENTER
DATE OF NAME CHANGE: 19850825
FORMER COMPANY:
FORMER CONFORMED NAME: UNITED TECHNOLOGIES CORP
DATE OF NAME CHANGE: 19841205
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BUCKHOUT SCOTT A.
CENTRAL INDEX KEY: 0001517348
FILING VALUES:
FORM TYPE: 3/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00812
FILM NUMBER: 11774148
MAIL ADDRESS:
STREET 1: UNITED TECHNOLOGIES CORPORATION
STREET 2: ONE FINANCIAL PLAZA
CITY: HARTFORD
STATE: CT
ZIP: 06101
3/A
1
doc3a.xml
X0203
3/A
2011-03-29
2011-04-07
0
0000101829
UNITED TECHNOLOGIES CORP /DE/
UTX
0001517348
BUCKHOUT SCOTT A.
ONE FINANCIAL PLAZA
HARTFORD
CT
06101
1
President, UTC Fire & Security
Stock Appreciation Right
54.9500
2012-01-02
2019-01-01
Common Stock
13500.0000
D
Stock Appreciation Right
71.6300
2013-01-04
2020-01-03
Common Stock
7100.0000
D
Stock Appreciation Right
78.9900
2014-01-03
2021-01-02
Common Stock
10200.0000
D
The reporting person was also awarded 1,530 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period.
The reporting person was also awarded 2,030 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period.
The reporting person was also awarded 2,640 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period.
/s/ Charles F. Hildebrand as Attorney-in-Fact
2011-04-21