0001225208-11-011789.txt : 20110415 0001225208-11-011789.hdr.sgml : 20110415 20110415171553 ACCESSION NUMBER: 0001225208-11-011789 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110413 FILED AS OF DATE: 20110415 DATE AS OF CHANGE: 20110415 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FARACI JOHN V CENTRAL INDEX KEY: 0001189930 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00812 FILM NUMBER: 11763668 MAIL ADDRESS: STREET 1: C/O INTERNATIONAL PAPER STREET 2: 400 ATLANTIC STREET CITY: STAMFORD STATE: CT ZIP: 06921 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITED TECHNOLOGIES CORP /DE/ CENTRAL INDEX KEY: 0000101829 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724] IRS NUMBER: 060570975 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: UNITED TECHNOLOGIES BLDG STREET 2: ONE FINANCIAL PLZ CITY: HARTFORD STATE: CT ZIP: 06101 BUSINESS PHONE: 8607287000 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES MICROELECTRONICS CENTER DATE OF NAME CHANGE: 19850825 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES CORP DATE OF NAME CHANGE: 19841205 4 1 doc4.xml X0303 4 2011-04-13 0000101829 UNITED TECHNOLOGIES CORP /DE/ UTX 0001189930 FARACI JOHN V ONE FINANCIAL PLAZA HARTFORD CT 06101 1 Phantom Stock Unit 2011-04-13 4 A 0 3325.0208 84.2100 A Common Stock 3325.0208 24217.6345 D Consists of Phantom Stock Units acquired by the reporting person as annual compensation for services as a non-employee director, under a company program that provides for payment of all or a portion of non-employee director compensation in deferred stock units. Upon termation of service on the Board of Direcotrs, all such Phantom Stock Units are payable in stock as a lump sum or in installments, at the election of the director. /s/ Charles F. Hildebrand as Attorney-in-Fact 2011-04-15