0001225208-11-011512.txt : 20110407 0001225208-11-011512.hdr.sgml : 20110407 20110407174956 ACCESSION NUMBER: 0001225208-11-011512 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110331 FILED AS OF DATE: 20110407 DATE AS OF CHANGE: 20110407 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITED TECHNOLOGIES CORP /DE/ CENTRAL INDEX KEY: 0000101829 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724] IRS NUMBER: 060570975 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: UNITED TECHNOLOGIES BLDG STREET 2: ONE FINANCIAL PLZ CITY: HARTFORD STATE: CT ZIP: 06101 BUSINESS PHONE: 8607287000 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES MICROELECTRONICS CENTER DATE OF NAME CHANGE: 19850825 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES CORP DATE OF NAME CHANGE: 19841205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JOHRI AKHIL CENTRAL INDEX KEY: 0001517450 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00812 FILM NUMBER: 11747104 MAIL ADDRESS: STREET 1: UNITED TECHNOLOGIES CORPORATION STREET 2: ONE FINANCIAL PLAZA CITY: HARTFORD STATE: CT ZIP: 06101 3 1 doc3.xml X0203 3 2011-03-31 0 0000101829 UNITED TECHNOLOGIES CORP /DE/ UTX 0001517450 JOHRI AKHIL UNITED TECHNOLOGIES CORPORATION ONE FINANCIAL PLAZA HARTFORD CT 06101 1 VP, Financial Planning & IR Common Stock 15337.0000 D Common Stock 3430.2040 I By Savings Plan Trustee Non-Qualified Stock Option (right to buy) 31.7050 2006-01-02 2013-01-01 Common Stock 25000.0000 D Non-Qualified Stock Option (right to buy) 46.7600 2007-01-09 2014-01-08 Common Stock 25200.0000 D Non-Qualified Stock Option (right to buy) 51.5000 2008-01-03 2015-01-02 Common Stock 23400.0000 D Restricted Stock Units Common Stock 9604.6960 D SRP Stock Unit Common Stock 221.9824 D Stock Appreciation Right 54.9500 2012-01-02 2019-01-01 Common Stock 21900.0000 D Stock Appreciation Right 56.5300 2009-01-03 2016-01-02 Common Stock 14500.0000 D Stock Appreciation Right 62.8100 2010-01-03 2017-01-02 Common Stock 14600.0000 D Stock Appreciation Right 71.6300 2013-01-04 2020-01-03 Common Stock 14500.0000 D Stock Appreciation Right 75.2100 2011-01-02 2018-01-01 Common Stock 13600.0000 D Stock Appreciation Right 78.9900 2014-01-03 2021-01-02 Common Stock 22500.0000 D The Restricted Stock Units vest on retirement from UTC on or after age 62 with a minimum of three years of service as a member of UTC's Executive Leadership Group. Each Savings Restoration Plan ("SRP") stock unit is the economic equivalent of one share of UTC common stock. The reported SRP stock units were acquired under UTC's Savings Restoration Plan, an excess benefit plan, and are to be settled upon the reporting person's retirement or other termination of service. /s/ Akhil Johri 2011-04-07