0001225208-11-011512.txt : 20110407
0001225208-11-011512.hdr.sgml : 20110407
20110407174956
ACCESSION NUMBER: 0001225208-11-011512
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110331
FILED AS OF DATE: 20110407
DATE AS OF CHANGE: 20110407
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: UNITED TECHNOLOGIES CORP /DE/
CENTRAL INDEX KEY: 0000101829
STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724]
IRS NUMBER: 060570975
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: UNITED TECHNOLOGIES BLDG
STREET 2: ONE FINANCIAL PLZ
CITY: HARTFORD
STATE: CT
ZIP: 06101
BUSINESS PHONE: 8607287000
FORMER COMPANY:
FORMER CONFORMED NAME: UNITED TECHNOLOGIES MICROELECTRONICS CENTER
DATE OF NAME CHANGE: 19850825
FORMER COMPANY:
FORMER CONFORMED NAME: UNITED TECHNOLOGIES CORP
DATE OF NAME CHANGE: 19841205
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JOHRI AKHIL
CENTRAL INDEX KEY: 0001517450
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00812
FILM NUMBER: 11747104
MAIL ADDRESS:
STREET 1: UNITED TECHNOLOGIES CORPORATION
STREET 2: ONE FINANCIAL PLAZA
CITY: HARTFORD
STATE: CT
ZIP: 06101
3
1
doc3.xml
X0203
3
2011-03-31
0
0000101829
UNITED TECHNOLOGIES CORP /DE/
UTX
0001517450
JOHRI AKHIL
UNITED TECHNOLOGIES CORPORATION
ONE FINANCIAL PLAZA
HARTFORD
CT
06101
1
VP, Financial Planning & IR
Common Stock
15337.0000
D
Common Stock
3430.2040
I
By Savings Plan Trustee
Non-Qualified Stock Option (right to buy)
31.7050
2006-01-02
2013-01-01
Common Stock
25000.0000
D
Non-Qualified Stock Option (right to buy)
46.7600
2007-01-09
2014-01-08
Common Stock
25200.0000
D
Non-Qualified Stock Option (right to buy)
51.5000
2008-01-03
2015-01-02
Common Stock
23400.0000
D
Restricted Stock Units
Common Stock
9604.6960
D
SRP Stock Unit
Common Stock
221.9824
D
Stock Appreciation Right
54.9500
2012-01-02
2019-01-01
Common Stock
21900.0000
D
Stock Appreciation Right
56.5300
2009-01-03
2016-01-02
Common Stock
14500.0000
D
Stock Appreciation Right
62.8100
2010-01-03
2017-01-02
Common Stock
14600.0000
D
Stock Appreciation Right
71.6300
2013-01-04
2020-01-03
Common Stock
14500.0000
D
Stock Appreciation Right
75.2100
2011-01-02
2018-01-01
Common Stock
13600.0000
D
Stock Appreciation Right
78.9900
2014-01-03
2021-01-02
Common Stock
22500.0000
D
The Restricted Stock Units vest on retirement from UTC on or after age 62 with a minimum of three years of service as a member of UTC's Executive Leadership Group.
Each Savings Restoration Plan ("SRP") stock unit is the economic equivalent of one share of UTC common stock. The reported SRP stock units were acquired under UTC's Savings Restoration Plan, an excess benefit plan, and are to be settled upon the reporting person's retirement or other termination of service.
/s/ Akhil Johri
2011-04-07