0001225208-11-011510.txt : 20110407 0001225208-11-011510.hdr.sgml : 20110407 20110407174343 ACCESSION NUMBER: 0001225208-11-011510 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110329 FILED AS OF DATE: 20110407 DATE AS OF CHANGE: 20110407 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITED TECHNOLOGIES CORP /DE/ CENTRAL INDEX KEY: 0000101829 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724] IRS NUMBER: 060570975 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: UNITED TECHNOLOGIES BLDG STREET 2: ONE FINANCIAL PLZ CITY: HARTFORD STATE: CT ZIP: 06101 BUSINESS PHONE: 8607287000 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES MICROELECTRONICS CENTER DATE OF NAME CHANGE: 19850825 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES CORP DATE OF NAME CHANGE: 19841205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BUCKHOUT SCOTT A. CENTRAL INDEX KEY: 0001517348 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00812 FILM NUMBER: 11747081 MAIL ADDRESS: STREET 1: UNITED TECHNOLOGIES CORPORATION STREET 2: ONE FINANCIAL PLAZA CITY: HARTFORD STATE: CT ZIP: 06101 3 1 doc3.xml X0203 3 2011-03-29 0 0000101829 UNITED TECHNOLOGIES CORP /DE/ UTX 0001517348 BUCKHOUT SCOTT A. ONE FINANCIAL PLAZA HARTFORD CT 06101 1 President, UTC Fire & Security Common Stock 456.7876 I By Savings Plan Trustee SRP Stock Unit Common Stock 5.5286 D Stock Appreciation Right 54.9500 2012-01-02 2019-01-01 Common Stock 13500.0000 D Stock Appreciation Right 68.4000 2010-05-02 2017-05-01 Common Stock 11000.0000 D Stock Appreciation Right 71.6300 2013-01-04 2020-01-03 Common Stock 7100.0000 D Stock Appreciation Right 75.2100 2011-01-02 2018-01-01 Common Stock 8800.0000 D Stock Appreciation Right 78.9900 2014-01-03 2021-01-02 Common Stock 10200.0000 D Each Savings Restoration Plan ("SRP") stock unit is the economic equivalent of one share of UTC common stock. The reported SRP stock units were acquired under UTC's Savings Restoration Plan, an excess benefit plan, and are to be settled upon the reporting person's retirement or other termination of service. /s/ Charles F. Hildebrand as Attorney-in-Fact 2011-04-07