-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, T1R/HNnMRDtYphl9P82wZvZ+Al/02/u9+u6KquJoaxLiA+kaH5hFgGkzYo0o0pgt rpttD0PLCid/1hinLmR15g== 0001225208-11-005208.txt : 20110209 0001225208-11-005208.hdr.sgml : 20110209 20110209175500 ACCESSION NUMBER: 0001225208-11-005208 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110208 FILED AS OF DATE: 20110209 DATE AS OF CHANGE: 20110209 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITED TECHNOLOGIES CORP /DE/ CENTRAL INDEX KEY: 0000101829 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724] IRS NUMBER: 060570975 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: UNITED TECHNOLOGIES BLDG STREET 2: ONE FINANCIAL PLZ CITY: HARTFORD STATE: CT ZIP: 06101 BUSINESS PHONE: 8607287000 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES MICROELECTRONICS CENTER DATE OF NAME CHANGE: 19850825 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES CORP DATE OF NAME CHANGE: 19841205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BELLEMARE ALAIN CENTRAL INDEX KEY: 0001449365 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00812 FILM NUMBER: 11588497 MAIL ADDRESS: STREET 1: UNITED TECHNOLOGIES CORPORATION STREET 2: ONE FINANCIAL PLAZA CITY: HARTFORD STATE: CT ZIP: 06101 4 1 doc4.xml X0303 4 2011-02-08 0000101829 UNITED TECHNOLOGIES CORP /DE/ UTX 0001449365 BELLEMARE ALAIN ONE FINANCIAL PLAZA HARTFORD CT 06101 1 President, Hamilton Sundstrand Common Stock 2011-02-08 4 M 0 12000.0000 46.7600 A 32771.0000 D Common Stock 2011-02-08 4 A 0 7912.0000 83.6600 A 40683.0000 D Common Stock 2011-02-08 4 S 0 88.0000 83.7104 D 40595.0000 D Common Stock 2011-02-08 4 S 0 100.0000 83.7318 D 40495.0000 D Common Stock 2011-02-08 4 S 0 100.0000 83.7124 D 40395.0000 D Common Stock 2011-02-08 4 S 0 200.0000 83.7210 D 40195.0000 D Common Stock 2011-02-08 4 S 0 700.0000 83.7200 D 39495.0000 D Common Stock 2011-02-08 4 S 0 1012.0000 83.7110 D 38483.0000 D Common Stock 2011-02-08 4 S 0 1700.0000 83.7410 D 36783.0000 D Common Stock 2011-02-08 4 S 0 1900.0000 83.7300 D 34883.0000 D Common Stock 2011-02-08 4 S 0 1900.0000 83.7100 D 32983.0000 D Common Stock 2011-02-08 4 S 0 2000.0000 83.7310 D 30983.0000 D Common Stock 2011-02-08 4 S 0 2300.0000 83.7400 D 28683.0000 D Common Stock 2011-02-08 4 F 0 2629.0000 83.6600 D 26054.0000 D Common Stock 2507.0000 I By Savings Plan Trustee Non-Qualified Stock Option (right to buy) 46.7600 2011-02-08 4 M 0 12000.0000 0.0000 D 2007-01-09 2014-01-08 Common Stock 12000.0000 20000.0000 D The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) previously awarded on January 2, 2008 to the reporting person under the UTC 2005 Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three-year performance period. /s/ Charles F. Hildebrand as Attorney-in-Fact 2011-02-09 -----END PRIVACY-ENHANCED MESSAGE-----