-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SackNb3hUMl8NsC7j2GQ4KZe48gUuvmCHcXclFh5ATp9UJxtFIa6NylQxGW0fC/p 1cZ3M3sjtfwmx2aMRfLBWQ== 0001225208-10-026209.txt : 20101202 0001225208-10-026209.hdr.sgml : 20101202 20101202181325 ACCESSION NUMBER: 0001225208-10-026209 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101201 FILED AS OF DATE: 20101202 DATE AS OF CHANGE: 20101202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROGAN THOMAS I CENTRAL INDEX KEY: 0001184192 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00812 FILM NUMBER: 101229369 MAIL ADDRESS: STREET 1: UNITED TECHNOLOGIES CORP STREET 2: ONE FINANCIAL PLAZA CITY: HARTFORD STATE: CT ZIP: 06101 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITED TECHNOLOGIES CORP /DE/ CENTRAL INDEX KEY: 0000101829 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724] IRS NUMBER: 060570975 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: UNITED TECHNOLOGIES BLDG STREET 2: ONE FINANCIAL PLZ CITY: HARTFORD STATE: CT ZIP: 06101 BUSINESS PHONE: 8607287000 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES MICROELECTRONICS CENTER DATE OF NAME CHANGE: 19850825 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES CORP DATE OF NAME CHANGE: 19841205 4 1 doc4.xml X0303 4 2010-12-01 0000101829 UNITED TECHNOLOGIES CORP /DE/ UTX 0001184192 ROGAN THOMAS I ONE FINANCIAL PLAZA HARTFORD CT 06101 1 Vice President, Treasurer Common Stock 2010-12-01 4 M 0 36406.0000 38.5000 A 54316.0000 D Common Stock 2010-12-01 4 M 0 13594.0000 38.5000 A 67910.0000 D Common Stock 2010-12-01 4 F 0 2971.0000 78.2600 D 64939.0000 D Common Stock 2010-12-01 4 F 0 6688.0000 78.2600 D 58251.0000 D Common Stock 2010-12-01 4 F 0 7957.0000 78.2600 D 50294.0000 D Common Stock 2010-12-01 4 F 0 17910.0000 78.2600 D 32384.0000 D Common Stock 2010-12-02 4 S 0 100.0000 79.1725 D 32284.0000 D Common Stock 2010-12-02 4 S 0 100.0000 79.1711 D 32184.0000 D Common Stock 2010-12-02 4 S 0 100.0000 79.1708 D 32084.0000 D Common Stock 2010-12-02 4 S 0 506.0000 79.1700 D 31578.0000 D Common Stock 2010-12-02 4 S 0 1594.0000 79.1610 D 29984.0000 D Common Stock 2010-12-02 4 S 0 2600.0000 79.1710 D 27384.0000 D Common Stock 2010-12-02 4 S 0 4474.0000 79.1000 D 22910.0000 D Common Stock 2010-12-02 4 S 0 5000.0000 79.1900 D 17910.0000 D Common Stock (Career Restricted) 4960.0000 D Common Stock 11272.7250 I By Savings Plan Trustee Non-Qualified Stock Option (right to buy) 38.5000 2010-12-01 4 M 0 13594.0000 0.0000 D 2004-04-26 2011-04-25 Common Stock 13594.0000 86406.0000 D Non-Qualified Stock Option (right to buy) 38.5000 2010-12-01 4 M 0 36406.0000 0.0000 D 2004-04-26 2011-04-25 Common Stock 36406.0000 50000.0000 D /s/ Charles F. Hildebrand as Attorney-in-Fact 2010-12-02 -----END PRIVACY-ENHANCED MESSAGE-----