-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BXsIhsmRNDzMddc8EdBpho/z9Nmb1CyDptQG8P96yXCPVE7jNeLgHbqJGV1qLBMy nQ7y8NhtELDopTtFu6Y/jw== 0001225208-10-000288.txt : 20100104 0001225208-10-000288.hdr.sgml : 20100101 20100104171024 ACCESSION NUMBER: 0001225208-10-000288 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091230 FILED AS OF DATE: 20100104 DATE AS OF CHANGE: 20100104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEE CHARLES R CENTRAL INDEX KEY: 0001187373 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00812 FILM NUMBER: 10503105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITED TECHNOLOGIES CORP /DE/ CENTRAL INDEX KEY: 0000101829 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724] IRS NUMBER: 060570975 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: UNITED TECHNOLOGIES BLDG STREET 2: ONE FINANCIAL PLZ CITY: HARTFORD STATE: CT ZIP: 06101 BUSINESS PHONE: 8607287000 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES MICROELECTRONICS CENTER DATE OF NAME CHANGE: 19850825 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES CORP DATE OF NAME CHANGE: 19841205 4 1 doc4.xml X0303 4 2009-12-30 0000101829 UNITED TECHNOLOGIES CORP /DE/ UTX 0001187373 LEE CHARLES R ONE FINANCIAL PLAZA HARTFORD CT 06101 1 Common Stock 2009-12-30 4 M 0 5700 31.0938 A 55500 D Common Stock 2009-12-30 4 M 0 5200 32.17 A 60700 D Common Stock 2009-12-30 4 M 0 5000 39.25 A 65700 D Common Stock 2009-12-30 4 M 0 5000 37.4999 A 70700 D Common Stock 2009-12-30 4 M 0 3960 37.625 A 74660 D Common Stock 2009-12-30 4 M 0 970 30.675 A 75630 D Common Stock (Restricted) 8000 D Non-Qualified Stock Option (right to buy) 31.0938 2009-12-30 4 M 0 5700 0 D 2003-04-28 2010-04-27 Common Stock 5700 0 D Non-Qualified Stock Option (right to buy) 37.625 2009-12-30 4 M 0 3960 0 D 2004-01-02 2011-01-01 Common Stock 3960 0 D Non-Qualified Stock Option (right to buy) 39.25 2009-12-30 4 M 0 5000 0 D 2004-04-27 2011-04-26 Common Stock 5000 0 D Non-Qualified Stock Option (right to buy) 32.17 2009-12-30 4 M 0 5200 0 D 2005-01-02 2012-01-01 Common Stock 5200 0 D Non-Qualified Stock Option (right to buy) 37.4999 2009-12-30 4 M 0 5000 0 D 2005-04-10 2012-04-09 Common Stock 5000 0 D Non-Qualified Stock Option (right to buy) 30.675 2009-12-30 4 M 0 970 0 D 2005-08-14 2012-08-13 Common Stock 970 0 D /s/ Charles F. Hildebrand as Attorney-in-Fact 2009-01-04 -----END PRIVACY-ENHANCED MESSAGE-----