-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HkWCu2hDU8GOEtNYXa0flSrEdtpkHiX00oR/RnrTc5Xg9VAxTxZS3M4K69O80rQY WGEgXGyyjNMR9CnQWRMAww== 0001225208-09-022406.txt : 20091117 0001225208-09-022406.hdr.sgml : 20091117 20091117171834 ACCESSION NUMBER: 0001225208-09-022406 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091116 FILED AS OF DATE: 20091117 DATE AS OF CHANGE: 20091117 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DARNIS GERAUD CENTRAL INDEX KEY: 0001184185 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00812 FILM NUMBER: 091191346 MAIL ADDRESS: STREET 1: UNITED TECHNOLOGIES CORP STREET 2: ONE FINANCIAL PLAZA CITY: HARTFORD STATE: CT ZIP: 06101 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITED TECHNOLOGIES CORP /DE/ CENTRAL INDEX KEY: 0000101829 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724] IRS NUMBER: 060570975 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: UNITED TECHNOLOGIES BLDG STREET 2: ONE FINANCIAL PLZ CITY: HARTFORD STATE: CT ZIP: 06101 BUSINESS PHONE: 8607287000 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES MICROELECTRONICS CENTER DATE OF NAME CHANGE: 19850825 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES CORP DATE OF NAME CHANGE: 19841205 4 1 doc4.xml X0303 4 2009-11-16 0000101829 UNITED TECHNOLOGIES CORP /DE/ UTX 0001184185 DARNIS GERAUD ONE FINANCIAL PLAZA HARTFORD CT 06101 1 President, Carrier Corporation Common Stock 2009-11-16 4 M 0 50000 38.5 A 129258.3696 D Common Stock 2009-11-16 4 S 0 5000 69.54 D 124258.3696 D Common Stock 2009-11-16 4 S 0 7656 69.55 D 116602.3696 D Common Stock 2009-11-16 4 F 0 9582 69.34 D 107020.3696 D Common Stock 2009-11-16 4 F 0 27762 69.34 D 79258.3696 D Common Stock (Career Restricted) 4224 D Common Stock 8758.592 I By Savings Plan Trustee Non-Qualified Stock Option (right to buy) 38.5 2009-11-16 4 M 0 50000 0 D 2004-04-26 2011-04-25 Common Stock 50000 300000 D /s/ Charles F. Hildebrand as Attorney-in-Fact 2009-11-17 -----END PRIVACY-ENHANCED MESSAGE-----