-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, C4eRtXo+lo0ETa79WApg2n1nHOZa/NQkYazsrLX5EyZxBFVM9xiyVIOCNs6YR1cd QxywrMKtuuCQ7lXAC3MKAA== 0001225208-09-010244.txt : 20090413 0001225208-09-010244.hdr.sgml : 20090413 20090413172043 ACCESSION NUMBER: 0001225208-09-010244 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090408 FILED AS OF DATE: 20090413 DATE AS OF CHANGE: 20090413 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FARACI JOHN V CENTRAL INDEX KEY: 0001189930 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00812 FILM NUMBER: 09747143 MAIL ADDRESS: STREET 1: C/O INTERNATIONAL PAPER STREET 2: 400 ATLANTIC STREET CITY: STAMFORD STATE: CT ZIP: 06921 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITED TECHNOLOGIES CORP /DE/ CENTRAL INDEX KEY: 0000101829 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724] IRS NUMBER: 060570975 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: UNITED TECHNOLOGIES BLDG STREET 2: ONE FINANCIAL PLZ CITY: HARTFORD STATE: CT ZIP: 06101 BUSINESS PHONE: 8607287000 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES MICROELECTRONICS CENTER DATE OF NAME CHANGE: 19850825 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES CORP DATE OF NAME CHANGE: 19841205 4 1 doc4.xml X0303 4 2009-04-08 0000101829 UNITED TECHNOLOGIES CORP /DE/ UTX 0001189930 FARACI JOHN V ONE FINANCIAL PLAZA HARTFORD CT 06101 1 Phantom Stock Unit 0 2009-04-08 4 A 0 5826.9834 44.62 A Common Stock 5826.9834 16223.3197 D Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director. /s/ Charles F. Hildebrand as Attorney-in-Fact 2009-04-13 -----END PRIVACY-ENHANCED MESSAGE-----