-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, D87nfMyQKzWdxwwc4DHdHJNBc7FlSZYY7+8Pwa2CGhlJ0KKWBeaiwCIR7M5KZRk8 DuWSqOwM0uDzPCgey0bWiQ== 0001225208-09-004168.txt : 20090218 0001225208-09-004168.hdr.sgml : 20090218 20090218172537 ACCESSION NUMBER: 0001225208-09-004168 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090213 FILED AS OF DATE: 20090218 DATE AS OF CHANGE: 20090218 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DAVID GEORGE AL CENTRAL INDEX KEY: 0001184174 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00812 FILM NUMBER: 09619419 MAIL ADDRESS: STREET 1: UNITED TECHNOLOGIES CORP STREET 2: ONE FINANCIAL PLAZA CITY: HARTFORD STATE: CT ZIP: 06101 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITED TECHNOLOGIES CORP /DE/ CENTRAL INDEX KEY: 0000101829 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724] IRS NUMBER: 060570975 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: UNITED TECHNOLOGIES BLDG STREET 2: ONE FINANCIAL PLZ CITY: HARTFORD STATE: CT ZIP: 06101 BUSINESS PHONE: 8607287000 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES MICROELECTRONICS CENTER DATE OF NAME CHANGE: 19850825 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES CORP DATE OF NAME CHANGE: 19841205 4 1 doc4.xml X0303 4 2009-02-13 0000101829 UNITED TECHNOLOGIES CORP /DE/ UTX 0001184174 DAVID GEORGE AL ONE FINANCIAL PLAZA HARTFORD CT 06101 1 1 Chairman Common Stock 2009-02-13 4 M 0 600000 36.2187 A 2591314 D Common Stock 2009-02-13 4 F 0 57633 47.09 D 2533681 D Common Stock 2009-02-13 4 F 0 461483 47.09 D 2072198 D Common Stock 2009-02-17 4 D 0 5000 46.25 D 2067198 D Common Stock 2009-02-17 4 D 0 5000 46.2 D 2062198 D Common Stock 2009-02-17 4 D 0 5000 46.1 D 2057198 D Common Stock 2009-02-17 4 D 0 25442 46.05 D 2031756 D Common Stock 179.622 I By Savings Plan Trustee Common Stock 60324 I By Trust Common Stock 139676 I By Trust 2 Non-Qualified Stock Option (right to buy) 36.2187 2009-02-13 4 M 0 600000 0 D 2002-04-30 2009-04-29 Common Stock 600000 0 D The reporting person also directly owns 97,064 shares of United Technologies Career Restricted Common Stock. /s/ Charles F. Hildebrand as Attorney-in-Fact 2009-02-18 -----END PRIVACY-ENHANCED MESSAGE-----