-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NFz5USF8V943GCgpvR6YjNfMKBl1RQIm2RSrsBGhH2WAY9B/kYXdLZRuLqMnbRfR 25sn/0qDnU1hDHZt3XGc0w== 0001225208-08-017574.txt : 20081106 0001225208-08-017574.hdr.sgml : 20081106 20081106170813 ACCESSION NUMBER: 0001225208-08-017574 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081027 FILED AS OF DATE: 20081106 DATE AS OF CHANGE: 20081106 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITED TECHNOLOGIES CORP /DE/ CENTRAL INDEX KEY: 0000101829 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724] IRS NUMBER: 060570975 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: UNITED TECHNOLOGIES BLDG STREET 2: ONE FINANCIAL PLZ CITY: HARTFORD STATE: CT ZIP: 06101 BUSINESS PHONE: 8607287000 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES MICROELECTRONICS CENTER DATE OF NAME CHANGE: 19850825 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES CORP DATE OF NAME CHANGE: 19841205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BELLEMARE ALAIN CENTRAL INDEX KEY: 0001449365 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00812 FILM NUMBER: 081167944 BUSINESS ADDRESS: BUSINESS PHONE: 860-728-7836 MAIL ADDRESS: STREET 1: UNITED TECHNOLOGIES CORPORATION STREET 2: ONE FINANCIAL PLAZA CITY: HARTFORD STATE: CT ZIP: 06101 3 1 doc3.xml X0203 3 2008-10-27 0 0000101829 UNITED TECHNOLOGIES CORP /DE/ UTX 0001449365 BELLEMARE ALAIN ONE FINANCIAL PLAZA HARTFORD CT 06101 1 President, P&W Canada Common Stock 14585 D Common Stock 930.3996 I By Savings Plan Trustee Non-Qualified Stock Option (right to buy) 31.705 2006-01-02 2013-01-01 Common Stock 31400 D Non-Qualified Stock Option (right to buy) 46.76 2007-01-09 2014-01-08 Common Stock 32000 D Non-Qualified Stock Option (right to buy) 51.5 2008-01-03 2015-01-02 Common Stock 32000 D Stock Appreciation Right 56.53 2009-01-03 2016-01-02 Common Stock 27500 D Stock Appreciation Right 62.81 2010-01-03 2017-01-02 Common Stock 32000 D Stock Appreciation Right 75.21 2011-01-02 2018-01-01 Common Stock 38000 D The reporting person was also awarded 8,500 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period. The reporting person was also awarded 8,700 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period. The reporting person was also awarded 9,200 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period. /s/ Charles F. Hildebrand as Attorney-in-Fact 2008-11-06 -----END PRIVACY-ENHANCED MESSAGE-----