-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ErUjMaXUOOyK7vkSRvgXlX5qXxdk+rzwRwuXyFxdF1tsbaQJp23lOJ+w27uE7ELA U4L0id8LxSwQfWVON1u57w== 0001225208-08-000663.txt : 20080104 0001225208-08-000663.hdr.sgml : 20080104 20080104164210 ACCESSION NUMBER: 0001225208-08-000663 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080102 FILED AS OF DATE: 20080104 DATE AS OF CHANGE: 20080104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITED TECHNOLOGIES CORP /DE/ CENTRAL INDEX KEY: 0000101829 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724] IRS NUMBER: 060570975 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: UNITED TECHNOLOGIES BLDG STREET 2: ONE FINANCIAL PLZ CITY: HARTFORD STATE: CT ZIP: 06101 BUSINESS PHONE: 8607287000 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES MICROELECTRONICS CENTER DATE OF NAME CHANGE: 19850825 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES CORP DATE OF NAME CHANGE: 19841205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FINGER STEPHEN N CENTRAL INDEX KEY: 0001252946 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00812 FILM NUMBER: 08512221 BUSINESS ADDRESS: STREET 1: C/O UNITED TECHNOLOGIES CORP STREET 2: ONE FINANCIAL PLZ. CITY: HARTFORD STATE: CT ZIP: 06101 BUSINESS PHONE: 8607287836 MAIL ADDRESS: STREET 1: C/O UNITED TECHNOLOGIES CORP STREET 2: ONE FINANCIAL PLZ CITY: HARTFORD STATE: CT ZIP: 06101 4 1 doc4.xml X0202 4 2008-01-02 0000101829 UNITED TECHNOLOGIES CORP /DE/ UTX 0001252946 FINGER STEPHEN N ONE FINANCIAL PLAZA HARTFORD CT 06101 1 President, Pratt & Whitney Stock Appreciation Right 75.21 2008-01-02 4 A 0 70500 0 A 2011-01-02 2018-01-01 Common Stock 70500 70500 D The reporting person was also awarded 17,000 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period. /s/ Charles F. Hildebrand as Attorney-in-Fact 2008-01-04 -----END PRIVACY-ENHANCED MESSAGE-----