-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EmFMbQaw4udQ5XdNGGtH9xSY37PLAr189DbsscfjSj+JHr1UtUY19o231NBzMfyO Jtr7BV9XoVPQQLe4F3fXug== 0001225208-07-010776.txt : 20071207 0001225208-07-010776.hdr.sgml : 20071207 20071207171813 ACCESSION NUMBER: 0001225208-07-010776 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071206 FILED AS OF DATE: 20071207 DATE AS OF CHANGE: 20071207 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITED TECHNOLOGIES CORP /DE/ CENTRAL INDEX KEY: 0000101829 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724] IRS NUMBER: 060570975 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: UNITED TECHNOLOGIES BLDG STREET 2: ONE FINANCIAL PLZ CITY: HARTFORD STATE: CT ZIP: 06101 BUSINESS PHONE: 8607287000 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES MICROELECTRONICS CENTER DATE OF NAME CHANGE: 19850825 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES CORP DATE OF NAME CHANGE: 19841205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DAVID GEORGE AL CENTRAL INDEX KEY: 0001184174 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00812 FILM NUMBER: 071293425 MAIL ADDRESS: STREET 1: UNITED TECHNOLOGIES CORP STREET 2: ONE FINANCIAL PLAZA CITY: HARTFORD STATE: CT ZIP: 06101 4 1 doc4.xml X0202 4 2007-12-06 0000101829 UNITED TECHNOLOGIES CORP /DE/ UTX 0001184174 DAVID GEORGE AL ONE FINANCIAL PLAZA HARTFORD CT 06101 1 1 Chairman and CEO Common Stock 2007-12-06 4 M 0 200000 18.2812 A 1768354 D Common Stock 2007-12-06 4 F 0 46881 77.99 D 1721473 D Common Stock 2007-12-06 4 F 0 63667 77.99 D 1657806 D Common Stock 2007-12-07 4 S 0 1100 78.4 D 1656706 D Common Stock 2007-12-07 4 S 0 3900 78.1273 D 1652806 D Common Stock 2007-12-07 4 S 0 4726 78.207 D 1648080 D Common Stock 2007-12-07 4 S 0 5000 78.22 D 1643080 D Common Stock 2007-12-07 4 S 0 5000 78.26 D 1638080 D Common Stock 2007-12-07 4 S 0 5000 78.1086 D 1633080 D Common Stock 2007-12-07 4 S 0 5000 78.0693 D 1628080 D Common Stock 2007-12-07 4 S 0 5000 78.1264 D 1623080 D Common Stock 2007-12-07 4 S 0 10000 78 D 1613080 D Common Stock 10443.479 I By Savings Plan Trustee Common Stock 150000 I By Trust Non-Qualified Stock Option (right to buy) 18.2812 2007-12-06 4 M 0 200000 0 D 2001-01-02 2008-01-01 Common Stock 200000 200000 D The reporting person also directly owns 97,064 shares of United Technologies Career Restricted Common Stock. /s/ Charles F. Hildebrand as Attorney-in-Fact 2007-12-07 -----END PRIVACY-ENHANCED MESSAGE-----