-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VtoqIuYlDgcVPlC2mQP1Z2K/BwGsfEiP7AdtEqUkMYXoYzlPtq9dTcJL2Sg7PTIs kknShmhIRaSZvW8uoxmk8Q== 0001225208-07-010654.txt : 20071204 0001225208-07-010654.hdr.sgml : 20071204 20071204170856 ACCESSION NUMBER: 0001225208-07-010654 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071130 FILED AS OF DATE: 20071204 DATE AS OF CHANGE: 20071204 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITED TECHNOLOGIES CORP /DE/ CENTRAL INDEX KEY: 0000101829 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724] IRS NUMBER: 060570975 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: UNITED TECHNOLOGIES BLDG STREET 2: ONE FINANCIAL PLZ CITY: HARTFORD STATE: CT ZIP: 06101 BUSINESS PHONE: 8607287000 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES MICROELECTRONICS CENTER DATE OF NAME CHANGE: 19850825 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES CORP DATE OF NAME CHANGE: 19841205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DOKKUM JAN VAN CENTRAL INDEX KEY: 0001270743 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00812 FILM NUMBER: 071284461 MAIL ADDRESS: STREET 1: ONE FINANCIAL PLAZA STREET 2: UNITED TECHNOLOGIES CORP CITY: HATTFORD STATE: CT ZIP: 06101 4 1 doc4.xml X0202 4 2007-11-30 0000101829 UNITED TECHNOLOGIES CORP /DE/ UTX 0001270743 DOKKUM JAN VAN ONE FINANCIAL PLAZA HARTFORD CT 06101 1 President, UTC Power Phantom Stock Unit 0 2007-11-30 4 A 0 41.5719 74.77 A Common Stock 41.5719 6623.888 D Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. /s/ Charles F. Hildebrand as Attorney-in-Fact 2007-12-04 -----END PRIVACY-ENHANCED MESSAGE-----