0001193125-12-228697.txt : 20120511 0001193125-12-228697.hdr.sgml : 20120511 20120511171027 ACCESSION NUMBER: 0001193125-12-228697 CONFORMED SUBMISSION TYPE: 305B2 PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20120511 DATE AS OF CHANGE: 20120511 EFFECTIVENESS DATE: 20120511 FILER: COMPANY DATA: COMPANY CONFORMED NAME: UNITED TECHNOLOGIES CORP /DE/ CENTRAL INDEX KEY: 0000101829 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724] IRS NUMBER: 060570975 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 305B2 SEC ACT: 1933 Act SEC FILE NUMBER: 333-167771 FILM NUMBER: 12835640 BUSINESS ADDRESS: STREET 1: UNITED TECHNOLOGIES BLDG STREET 2: ONE FINANCIAL PLZ CITY: HARTFORD STATE: CT ZIP: 06101 BUSINESS PHONE: 8607287000 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES MICROELECTRONICS CENTER DATE OF NAME CHANGE: 19850825 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES CORP DATE OF NAME CHANGE: 19841205 305B2 1 d349497d305b2.htm FORM T-1 Form T-1

Registration No. 333-167771

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM T-1

 

 

 

STATEMENT OF ELIGIBILITY

UNDER THE TRUST INDENTURE ACT OF 1939 OF A

CORPORATION DESIGNATED TO ACT AS TRUSTEE

CHECK IF AN APPLICATION TO DETERMINE

ELIGIBILITY OF A TRUSTEE PURSUANT TO

SECTION 305(b)(2)        x

 

 

THE BANK OF NEW YORK MELLON

TRUST COMPANY, N.A.

(Exact name of trustee as specified in its charter)

 

 

 

   95-3571558

(Jurisdiction of incorporation

if not a U.S. national bank)

  

(I.R.S. employer

identification no.)

400 South Hope Street

Suite 400

Los Angeles, California

(Address of principal executive offices)

  

 

90071

(Zip code)

 

 

UNITED TECHNOLOGIES CORPORATION

(Exact name of obligor as specified in its charter)

 

 

 

Delaware

(State or other jurisdiction of

incorporation or organization)

  

06-0570975

(I.R.S. employer

identification no.)

One Financial Plaza

Hartford, Connecticut

(Address of principal executive offices)

  

 

06103

(Zip code)

 

 

Junior Subordinated Debt Securities

(Title of the indenture securities)

 

 

 


1. General information. Furnish the following information as to the trustee:

 

  (a) Name and address of each examining or supervising authority to which it is subject.

 

Name

  

Address

Comptroller of the Currency

United States Department of the Treasury

   Washington, DC 20219
Federal Reserve Bank    San Francisco, CA 94105
Federal Deposit Insurance Corporation    Washington, DC 20429

 

  (b) Whether it is authorized to exercise corporate trust powers.

Yes.

 

2. Affiliations with Obligor.

If the obligor is an affiliate of the trustee, describe each such affiliation.

None.

 

16. List of Exhibits.

Exhibits identified in parentheses below, on file with the Commission, are incorporated herein by reference as an exhibit hereto, pursuant to Rule 7a-29 under the Trust Indenture Act of 1939 (the “Act”) and 17 C.F.R. 229.10(d).

 

  1. A copy of the articles of association of The Bank of New York Mellon Trust Company, N.A., formerly known as The Bank of New York Trust Company, N.A. (Exhibit 1 to Form T-1 filed with Registration Statement No. 333-121948 and Exhibit 1 to Form T-1 filed with Registration Statement No. 333-152875).

 

  2. A copy of certificate of authority of the trustee to commence business. (Exhibit 2 to Form T-1 filed with Registration Statement No. 333-121948).

 

  3. A copy of the authorization of the trustee to exercise corporate trust powers (Exhibit 3 to Form T-1 filed with Registration Statement No. 333-152875).

 

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  4. A copy of the existing by-laws of the trustee (Exhibit 4 to Form T-1 filed with Registration Statement No. 333-162713).

 

  6. The consent of the trustee required by Section 321(b) of the Act (Exhibit 6 to Form T-1 filed with Registration Statement No. 333-152875).

 

  7. A copy of the latest report of condition of the Trustee published pursuant to law or to the requirements of its supervising or examining authority.

 

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SIGNATURE

Pursuant to the requirements of the Act, the Trustee, The Bank of New York Mellon Trust Company, N.A., a banking association organized and existing under the laws of the United States of America, has duly caused this statement of eligibility to be signed on its behalf by the undersigned, thereunto duly authorized, all in the City of Pittsburgh, and State of Pennsylvania, on the 4th day of May, 2012.

 

THE BANK OF NEW YORK MELLON
TRUST COMPANY, N.A.
By:   /s/ Leslie Lockhart
Name:   Leslie Lockhart
Title:   Senior Associate

 

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EX-7 2 d349497dex7.htm CONSOLIDATED REPORT OF CONDITION Consolidated Report of Condition

EXHIBIT 7

Consolidated Report of Condition of

THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A.

of 700 South Flower Street, Suite 200, Los Angeles, CA 90017

At the close of business December 31, 2011, published in accordance with Federal regulatory authority instructions.

 

              Dollar Amounts
in Thousands
 

ASSETS

       

Cash and balances due from
depository institutions:

       

Noninterest-bearing balances
and currency and coin

          648   

Interest-bearing balances

          396   

Securities:

       

Held-to-maturity securities

          0   

Available-for-sale securities

          808,707   

Federal funds sold and securities
purchased under agreements to resell:

       

Federal funds sold

          95,500   

Securities purchased under agreements to resell

          0   

Loans and lease financing receivables:

       

Loans and leases held for sale

          0   

Loans and leases,
net of unearned income

     0        

LESS: Allowance for loan and
lease losses

     0        

Loans and leases, net of unearned
income and allowance

          0   

Trading assets

          0   

Premises and fixed assets (including
capitalized leases)

          7,620   

Other real estate owned

          0   

Investments in unconsolidated
subsidiaries and associated
companies

          1   

Direct and indirect investments in real estate ventures

          0   

Intangible assets:

       

Goodwill

          856,313   

Other intangible assets

          187,688   

Other assets

          175,314   
       

 

 

 

Total assets

        $ 2,132,187   
       

 

 

 

 

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LIABILITIES

 

Deposits:

       

In domestic offices

          506   

Noninterest-bearing

     506        

Interest-bearing

     0        

Not applicable

       

Federal funds purchased and securities
sold under agreements to repurchase:

       

Federal funds purchased

          0   

Securities sold under agreements to repurchase

          0   

Trading liabilities

          0   

Other borrowed money:

       

(includes mortgage indebtedness
and obligations under capitalized
leases)

          268,691   

Not applicable

       

Not applicable

       

Subordinated notes and debentures

          0   

Other liabilities

          228,471   

Total liabilities

          497,668   

Not applicable

       

EQUITY CAPITAL

       

Perpetual preferred stock and related surplus

          0   

Common stock

          1,000   

Surplus (exclude all surplus related to preferred stock)

          1,121,520   

Not available

       

Retained earnings

          506,347   

Accumulated other comprehensive income

          5,652   

Other equity capital components

          0   

Not available

       

Total bank equity capital

          1,634,519   

Noncontrolling (minority) interests in consolidated subsidiaries

          0   

Total equity capital

          1,634,519   
       

 

 

 

Total liabilities and equity capital

          2,132,187   
       

 

 

 

I, Karen Bayz, CFO and Managing Director of the above-named bank do hereby declare that the Reports of Condition and Income (including the supporting schedules) for this report date have been prepared in conformance with the instructions issued by the appropriate Federal regulatory authority and are true to the best of my knowledge and belief.

 

Karen Bayz    )    CFO and Managing Director

We, the undersigned directors (trustees), attest to the correctness of the Report of Condition (including the supporting schedules) for this report date and declare that it has been examined by us and to the best of our knowledge and belief has been prepared in conformance with the instructions issued by the appropriate Federal regulatory authority and is true and correct.

 

Timothy Vara, President    )   
Frank P. Sulzberger, MD    )    Directors (Trustees)
William D. Lindelof, MD    )   

 

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