-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Mrlemzwhzq0Mp5VobjCbLL1Wnlibudnu0ovlkofNhVsIm/bNIo+bHR/NWZcovp9x nZeJPH5dguVEVycSrcUqWg== 0001181431-04-012544.txt : 20040227 0001181431-04-012544.hdr.sgml : 20040227 20040227171318 ACCESSION NUMBER: 0001181431-04-012544 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040227 FILED AS OF DATE: 20040227 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: POPOFF FRANK P CENTRAL INDEX KEY: 0001184179 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00812 FILM NUMBER: 04636410 MAIL ADDRESS: STREET 1: UNITED TECHNOLOGIES CORP STREET 2: ONE FINANCIAL PLAZA CITY: HARTFORD STATE: CT ZIP: 06101 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITED TECHNOLOGIES CORP /DE/ CENTRAL INDEX KEY: 0000101829 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724] IRS NUMBER: 060570975 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: UNITED TECHNOLOGIES BLDG STREET 2: ONE FINANCIAL PLZ CITY: HARTFORD STATE: CT ZIP: 06101 BUSINESS PHONE: 8607287000 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES MICROELECTRONICS CENTER DATE OF NAME CHANGE: 19850825 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES CORP DATE OF NAME CHANGE: 19841205 4 1 rrd35044.xml X0201 4 2004-02-27 0 0000101829 UNITED TECHNOLOGIES CORP /DE/ UTX 0001184179 POPOFF FRANK P UNITED TECHNOLOGIES CORPORATION ONE FINANCIAL PLAZA HARTFORD CT 06101 1 0 0 0 Common Stock 2004-02-26 4 M 0 4000 72.4375 A 4000 D Common Stock 2004-02-26 4 M 0 2850 62.1875 A 6850 D Common Stock 2004-02-26 4 M 0 4000 49.2188 A 10850 D Common Stock 2004-02-26 4 G 0 10850 0 D 0 D Common Stock 2004-02-26 4 G 0 10850 0 A 14850 I By Trust Non-Qualified Stock Option (right to buy) 72.4375 2004-02-26 4 M 0 4000 0 D 2002-04-30 2009-04-29 Common Stock 4000 0 D Non-Qualified Stock Option (right to buy) 62.1875 2004-02-26 4 M 0 2850 0 D 2003-04-28 2010-04-27 Common Stock 2850 0 D Non-Qualified Stock Option (right to buy) 49.2188 2004-02-26 4 M 0 4000 0 D 2001-04-30 2008-04-29 Common Stock 4000 0 D Includes shares held indirectly in a revocable trust. /s/ Charles F. Hildebrand as Attorney-in-Fact for Frank P. Popoff 2004-02-27 -----END PRIVACY-ENHANCED MESSAGE-----