-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HJUiXmZiTPXQd7e9yyel4HeowOjP86bzzTfwEWfENs53P05ECCXH6laCBagR/huN ott58q5+2M7+Pm6+Ya9WBg== 0001181431-03-030059.txt : 20031110 0001181431-03-030059.hdr.sgml : 20031110 20031110165116 ACCESSION NUMBER: 0001181431-03-030059 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031106 FILED AS OF DATE: 20031110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TRACHSEL WILLIAM H CENTRAL INDEX KEY: 0001184193 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00812 FILM NUMBER: 03988923 MAIL ADDRESS: STREET 1: UNITED TECHNOLOGIES CORP STREET 2: ONE FINANCIAL PLAZA CITY: HARTFORD STATE: CT ZIP: 06101 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITED TECHNOLOGIES CORP /DE/ CENTRAL INDEX KEY: 0000101829 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724] IRS NUMBER: 060570975 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: UNITED TECHNOLOGIES BLDG STREET 2: ONE FINANCIAL PLZ CITY: HARTFORD STATE: CT ZIP: 06101 BUSINESS PHONE: 2037287000 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES MICROELECTRONICS CENTER DATE OF NAME CHANGE: 19850825 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES CORP DATE OF NAME CHANGE: 19841205 4 1 rrd22330.xml FORM 4 X0201 42003-11-060 0000101829 UNITED TECHNOLOGIES CORP /DE/ UTX 0001184193 TRACHSEL WILLIAM H UNITED TECHNOLOGIES CORPORATION ONE FINANCIAL PLAZA HARTFORD CT 06101 0100SVP, Gen. Counsel & SecretaryCommon Stock2003-11-064C05267.24487.33A5967.534IBy Savings Plan TrusteeCommon Stock31412DESOP Series A Convertible Preferred Stock0.002003-11-064C01316.8110.00D2003-11-06Common Stock5267.2440IBy Savings Plan TrusteeThe reporting person also directly owns 11,468 shares of United Technologies Career Restricted Comm on Stock.Each share of ESOP Series A Convertible Preferred Stock is convertible into four shares of UTC Common Stock. All shares of ESOP Series A Convertible Preferred Stock are held by the Trustee for the UTC Savings Plan for the benefit of employees participating in the Savings Plan. On November 6, 2003 the Trustee exercised its right to convert all shares of ESOP Series A Convertible Preferred Stock into UTC Common Stock./s/ Charles F. Hildebrand as Attorney-in-Fact2003-11-10 -----END PRIVACY-ENHANCED MESSAGE-----