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(State or other jurisdiction
of incorporation) |
(Commission
File Number) |
(I.R.S. Employer
Identification No.) |
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Title of each class
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Trading Symbol(s)
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Name of each exchange on which registered
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(CUSIP 913017 10 9)
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(CUSIP 913017 CD9)
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(CUSIP U91301 AD0)
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(CUSIP 913017 CU1)
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(CUSIP 913017 CE7)
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(CUSIP 913017 CV9)
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(CUSIP 913017 CS6)
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(CUSIP 913017 CT4)
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1) |
To approve the issuance of shares of UTC common stock to the stockholders of Raytheon pursuant to the Merger Agreement (the “UTC Share Issuance Proposal”). The UTC
Share Issuance Proposal was approved by the following vote:
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Votes For
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Votes Against
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Abstentions
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641,481,629
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33,636,795
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1,413,857
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2) |
To approve the adjournment of the Special Meeting to solicit additional proxies if there are not sufficient votes at the time of the Special Meeting to approve the
UTC Share Issuance Proposal (the “UTC Adjournment Proposal”). The UTC Adjournment Proposal was approved by the following vote:
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Votes For
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Votes Against
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Abstentions
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601,621,405
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73,489,994
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1,420,882
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Exhibit
Number
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Exhibit Description
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Joint Press Release, dated October 11, 2019, issued by United Technologies Corporation and Raytheon Company
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104
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Cover Page Interactive Data File - the cover page XBRL tags are embedded within the Inline XBRL document.
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UNITED TECHNOLOGIES CORPORATION
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(Registrant)
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Date: October 11, 2019
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By:
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/S/ PETER J. GRABER-LIPPERMAN
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Peter J. Graber-Lipperman
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Corporate Vice President, Secretary and Associate General Counsel
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