0000101829-13-000035.txt : 20130828 0000101829-13-000035.hdr.sgml : 20130828 20130828170457 ACCESSION NUMBER: 0000101829-13-000035 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130828 ITEM INFORMATION: Other Events ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20130828 DATE AS OF CHANGE: 20130828 FILER: COMPANY DATA: COMPANY CONFORMED NAME: UNITED TECHNOLOGIES CORP /DE/ CENTRAL INDEX KEY: 0000101829 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724] IRS NUMBER: 060570975 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-00812 FILM NUMBER: 131066591 BUSINESS ADDRESS: STREET 1: UNITED TECHNOLOGIES BLDG STREET 2: ONE FINANCIAL PLZ CITY: HARTFORD STATE: CT ZIP: 06101 BUSINESS PHONE: 8607287000 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES MICROELECTRONICS CENTER DATE OF NAME CHANGE: 19850825 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES CORP DATE OF NAME CHANGE: 19841205 8-K 1 a2013-08x28form8xkpressrel.htm 8-K 2013-08-28 Form 8-K Press Release


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
____________________________________ 
FORM 8-K
____________________________________ 

CURRENT REPORT
Pursuant to Section 13 OR 15(d) of The
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): August 28, 2013
____________________________________ 
UNITED TECHNOLOGIES CORPORATION
(Exact name of registrant as specified in its charter)
____________________________________ 

 
 
 
 
Delaware
1-812
06-0570975
(State or other jurisdiction
of incorporation)
(Commission
File Number)
(I.R.S. Employer
Identification No.)
One Financial Plaza
Hartford, Connecticut 06103
(Address of principal executive offices, including zip code)
Registrant’s telephone number, including area code
(860) 728-7000
N/A
(Former name or former address, if changed since last report)
____________________________________ 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
¨
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))





Section 8 - Other Events
Item 8.01. Other Events.

On August 28, 2013, United Technologies Corporation issued a press release announcing that it will exercise its rights to redeem the $294.2 million aggregate principal amount of its outstanding Goodrich 3.60% Notes due 2021.

The press release issued August 28, 2013 is furnished herewith as Exhibit No. 99.1 to this Report, and shall not be deemed filed for purposes of Section 18 of the Securities Exchange Act of 1934, as amended.

Section 9 - Financial Statements and Exhibits
Item 9.01. Financial Statements and Exhibits.

(d)    Exhibits
Exhibit
Number
Exhibit Description
99.1
Press release, dated August 28, 2013, issued by United Technologies Corporation.





SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
 
 
 
UNITED TECHNOLOGIES CORPORATION
 
(Registrant)
 
 
 
Date: August 28, 2013
By:
/S/ TAMMI T. FLOWERS        
 
 
Tammi T. Flowers
 
 
Assistant General Counsel and Assistant Secretary





EXHIBIT INDEX
 
Exhibit
Number
Exhibit Description
99.1
Press release, dated August 28, 2013, issued by United Technologies Corporation.




EX-99.1 2 a2013-08x28form8xkexhibit9.htm PRESS RELEASE, DATED AUGUST 28, 2013, ISSUED BY UNITED TECHNOLOGIES CORPORATION 2013-08-28 Form 8-K Exhibit 99.1


EXHIBIT 99.1


UNITED TECHNOLOGIES CALLS FOR REDEMPTION OF
OUTSTANDING GOODRICH 3.60 PERCENT NOTES DUE 2021


HARTFORD, Conn., Aug. 28, 2013 - United Technologies Corp. (NYSE: UTX) today called for redemption of all outstanding Goodrich 3.60 Percent Notes due 2021 (the “2021” Notes). The outstanding aggregate principal amount of the 2021 Notes is $294.2 million. The redemption date for the 2021 Notes will be Sept. 27, 2013.

The redemption price for the 2021 Notes will be the greater of: (i) 100 percent of the principal amount of the Notes; and (ii) the sum of the present values of the remaining scheduled payments of principal and interest on the notes, discounted to the redemption date, as described in the notes, on a semi-annual basis, assuming a 360-day year consisting of twelve 30-day months, using a reference treasury rate plus 15 basis points. In either case, the redemption price will also include interest on the principal balance of the notes accrued to, but excluding, the redemption date.

United Technologies Corp., based in Hartford, Connecticut, is a diversified company providing high technology products and services to the building and aerospace industries. For more information, visit our website at www.utc.com or follow us on Twitter: @UTC.

From time to time, UTC may make statements that predict or forecast future events or results, depend on future events for their accuracy or otherwise contain “forward-looking information.” These statements are made based on management's expectations and beliefs concerning future events and are not guarantees of future performance. Actual results may differ materially due to various risks and uncertainties. Important factors that could cause actual results to differ materially from those anticipated or implied in forward looking statements are described in UTC's Form 10-K and 10-Q Reports under the headings “Business”, “Risk Factors”, “Management's Discussion and Analysis of Financial Condition and Results of Operations” and “Cautionary Note Concerning Factors that May Affect Future Results”, as well as the information included in UTC's Current Reports on Form 8-K.

UTC-IR