-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EhUgeXsa8wq+W1tqiv5/dBejc0ikVBYK+Q3dLdiUKuT/VC9DoxOZ/W9R8RNDULc3 CYWj3hlghu/WMbIlPIfUyw== 0000101829-08-000002.txt : 20080118 0000101829-08-000002.hdr.sgml : 20080118 20080118170600 ACCESSION NUMBER: 0000101829-08-000002 CONFORMED SUBMISSION TYPE: 3/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071101 FILED AS OF DATE: 20080118 DATE AS OF CHANGE: 20080118 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITED TECHNOLOGIES CORP /DE/ CENTRAL INDEX KEY: 0000101829 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724] IRS NUMBER: 060570975 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: UNITED TECHNOLOGIES BLDG STREET 2: ONE FINANCIAL PLZ CITY: HARTFORD STATE: CT ZIP: 06101 BUSINESS PHONE: 8607287000 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES MICROELECTRONICS CENTER DATE OF NAME CHANGE: 19850825 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES CORP DATE OF NAME CHANGE: 19841205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bowler J Thomas JR CENTRAL INDEX KEY: 0001417893 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-00812 FILM NUMBER: 08539418 BUSINESS ADDRESS: BUSINESS PHONE: 860-728-7836 MAIL ADDRESS: STREET 1: UNITED TECHNOLOGIES CORPORATION STREET 2: ONE FINANCIAL PLAZA CITY: HARTFORD STATE: CT ZIP: 06101 3/A 1 bow633.xml X0202 3/A 2007-11-01 2007-11-09 0 0000101829 UNITED TECHNOLOGIES CORP /DE/ UTX 0001417893 Bowler J Thomas JR UNITED TECHNOLOGIES CORPORATION ONE FINANCIAL PLAZA HARTFORD CT 06101 0 1 0 0 SVP, Human Resources and Org. Common Stock 8399.4631 I By Savings Plan Trustee Common Stock (Career Restricted) 2640 D Non-Qualified Stock Option (right to buy) 31.2500 2003-01-03 2010-01-02 Common Stock 26600.0000 D Non-Qualified Stock Option (right to buy) 37.6250 2004-01-02 2011-01-01 Common Stock 33200.0000 D Non-Qualified Stock Option (right to buy) 38.5000 2004-04-26 2011-04-25 Common Stock 100000.0000 D Non-Qualified Stock Option (right to buy) 32.1700 2005-01-02 2012-01-01 Common Stock 45000.0000 D Non-Qualified Stock Option (right to buy) 31.7050 2006-01-02 2013-01-01 Common Stock 50800.0000 D Non-Qualified Stock Option (right to buy) 46.7600 2007-01-09 2014-01-08 Common Stock 40000.0000 D Non-Qualified Stock Option (right to buy) 51.5000 2008-01-03 2015-01-02 Common Stock 38000.0000 D Stock Appreciation Right 56.5300 2009-01-03 2016-01-02 Common Stock 25500.0000 D Stock Appreciation Right 62.8100 2010-01-03 2017-01-02 Common Stock 28000.0000 D The initial Form 3 inadvertently overstated indirect holdings by the Savings Plan Trustee by 2,743.0293 shares. The reporting person was also awarded 7,800 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period. The reporting person was also awarded 7,500 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period. By: /s/ Charles F. Hildebrand as Attorney-in-Fact 2008-01-18 -----END PRIVACY-ENHANCED MESSAGE-----