SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
CHENEVERT LOUIS

(Last) (First) (Middle)
UNITED TECHNOLOGIES CORPORATION
ONE FINANCIAL PLAZA

(Street)
HARTFORD CT 06101

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
UNITED TECHNOLOGIES CORP /DE/ [ UTX ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
President and COO
3. Date of Earliest Transaction (Month/Day/Year)
09/19/2007
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 09/19/2007 M 100,000 A $27 187,511 D
Common Stock 09/19/2007 F 34,221 D $78.9 153,290 D
Common Stock 09/20/2007 S 100 D $78.609 115,309 D
Common Stock 09/20/2007 S 1,400 D $78.61 113,909 D
Common Stock 09/20/2007 S 1,000 D $78.62 112,909 D
Common Stock 09/20/2007 S 100 D $78.628 112,809 D
Common Stock 09/20/2007 S 200 D $78.63 112,609 D
Common Stock 09/20/2007 S 100 D $78.635 112,509 D
Common Stock 09/20/2007 S 100 D $78.638 112,409(1)(2) D
Common Stock 2,993.046 I By Savings Plan Trustee
Common Stock 09/19/2007 F 27,281 D $78.9 126,009 D
Common Stock 09/20/2007 S 1,100 D $78.5 124,909 D
Common Stock 09/20/2007 S 1,000 D $78.51 123,909 D
Common Stock 09/20/2007 S 1,200 D $78.52 122,709 D
Common Stock 09/20/2007 S 100 D $78.525 122,609 D
Common Stock 09/20/2007 S 800 D $78.53 121,809 D
Common Stock 09/20/2007 S 100 D $78.539 121,709 D
Common Stock 09/20/2007 S 1,100 D $78.54 120,609 D
Common Stock 09/20/2007 S 300 D $78.545 120,309 D
Common Stock 09/20/2007 S 100 D $78.547 120,209 D
Common Stock 09/20/2007 S 300 D $78.549 119,909 D
Common Stock 09/20/2007 S 800 D $78.55 119,109 D
Common Stock 09/20/2007 S 100 D $78.555 119,009 D
Common Stock 09/20/2007 S 800 D $78.56 118,209 D
Common Stock 09/20/2007 S 100 D $78.565 118,109 D
Common Stock 09/20/2007 S 300 D $78.57 117,809 D
Common Stock 09/20/2007 S 300 D $78.58 117,509 D
Common Stock 09/20/2007 S 1,400 D $78.59 116,109 D
Common Stock 09/20/2007 S 100 D $78.595 116,009 D
Common Stock 09/20/2007 S 600 D $78.6 115,409 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Non-Qualified Stock Option (right to buy) $27 09/19/2007 M 100,000 01/04/2002 01/03/2009 Common Stock 100,000 $0 0.0000 D
Explanation of Responses:
1. This Form 4 represents one of two Form 4s to be filed today due to the sale of 19,249 shares of United Technologies Corporation common stock on September 20, 2007.
2. The reporting person also directly owns 2,400 shares of United Technologies Career Restricted Common Stock.
Remarks:
By: /s/ Charles F. Hildebrand as Attorney-in-Fact 09/20/2007
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.