-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MWJHvPwAonn351mnMowcqmIkfsjyGsK6obHS0PG7hP6SqHJajNhKvJEwmc/yTMIa Y+gQC6doBvGyyoKXEqiu3g== 0000101829-07-000103.txt : 20070920 0000101829-07-000103.hdr.sgml : 20070920 20070920165956 ACCESSION NUMBER: 0000101829-07-000103 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070827 FILED AS OF DATE: 20070920 DATE AS OF CHANGE: 20070920 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITED TECHNOLOGIES CORP /DE/ CENTRAL INDEX KEY: 0000101829 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724] IRS NUMBER: 060570975 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: UNITED TECHNOLOGIES BLDG STREET 2: ONE FINANCIAL PLZ CITY: HARTFORD STATE: CT ZIP: 06101 BUSINESS PHONE: 8607287000 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES MICROELECTRONICS CENTER DATE OF NAME CHANGE: 19850825 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES CORP DATE OF NAME CHANGE: 19841205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DAVID GEORGE AL CENTRAL INDEX KEY: 0001184174 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00812 FILM NUMBER: 071127504 MAIL ADDRESS: STREET 1: UNITED TECHNOLOGIES CORP STREET 2: ONE FINANCIAL PLAZA CITY: HARTFORD STATE: CT ZIP: 06101 4 1 dav625.xml X0202 4 2007-08-27 0 0000101829 UNITED TECHNOLOGIES CORP /DE/ UTX 0001184174 DAVID GEORGE AL UNITED TECHNOLOGIES CORPORATION ONE FINANCIAL PLAZA HARTFORD CT 06101 1 1 0 0 Chairman and CEO Common Stock 2007-08-27 4 G 0 1000 0 D 1572194.0000 D Common Stock 2007-09-18 4 M 0 100000 18.2812 A 1672194.0000 D Common Stock 2007-09-18 4 F 0 23390 78.1600 D 1648804.0000 D Common Stock 2007-09-18 4 F 0 31854 78.1600 D 1616950.0000 D Common Stock 2007-09-19 4 S 0 5000 78.4500 D 1611950.0000 D Common Stock 2007-09-19 4 S 0 5000 78.5500 D 1606950.0000 D Common Stock 2007-09-19 4 S 0 5000 78.6000 D 1601950.0000 D Common Stock 2007-09-19 4 S 0 5000 78.6500 D 1596950.0000 D Common Stock 2007-09-19 4 S 0 10000 78.7000 D 1586950.0000 D Common Stock 2007-09-19 4 S 0 5000 78.7500 D 1581950.0000 D Common Stock 2007-09-19 4 S 0 4756 78.6831 D 1577194.0000 D Common Stock 2007-09-19 4 S 0 5000 78.8338 D 1572194.0000 D Common Stock 10437.4940 I By Savings Plan Trustee Common Stock 150000.0000 I By Trust Non-Qualified Stock Option (right to buy) 18.2812 2007-09-18 4 M 0 100000 0 D 2001-01-02 2008-01-01 Common Stock 100000.0000 400000.0000 D The reporting person also directly owns 97,064 shares of United Technologies Career Restricted Common Stock. By: /s/ Charles F. Hildebrand as Attorney in Fact 2007-09-20 -----END PRIVACY-ENHANCED MESSAGE-----